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Notifications from other Member States
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Investment firms and management companies
Authorisation to provide services:
2004/39/ES (MIFID) in 2014/65/ES (MiFID II)
93/22/EEC (ISD)
2009/65/ES (UCITS)
Company
Country
Date received
- Funderbeam Markets AS
- Estonia
- 12.01.2021
- Company headquarters: Harju maakond, Tallinn, Kesklinna linnaosa, Rotermanni tn 12,
- Authorisation to provide services: A1, A2, A7, B1, B4, C1, C3
- Cessation of provision of services: /
- Regulatory institution of member-state: Estonian Financial Supervision and Resolution Authority
- OANDA Europe Markets Ltd
- Malta
- 05.01.2021
- Company headquarters: 171, Old Bakery Street
- Authorisation to provide services: A2, A3, C4, C5, C8, C9
- Cessation of provision of services: /
- Regulatory institution of member-state: Malta Financial Services Authority (MFSA)
- Global Reach Markets B.V.
- Netherlands
- 04.01.2021
- Company headquarters: Strawinskylaan 4117
- Authorisation to provide services: A1, A2, A3, A5, B4, C4, C9
- Cessation of provision of services: /
- Regulatory institution of member-state: Dutch Authority for the Financial Markets
- Interactive Brokers Ireland Limited
- Irska
- 23.12.2020
- Company headquarters: 2 Dublin Landings North Wall Quay North Dock
- Authorisation to provide services: A1, A2, A3, B1, B2, B4, B7, C1, C2, C3, C4, C5, C6, C7, C9, C10
- Cessation of provision of services: /
- Regulatory institution of member-state: Central Bank of Ireland
- Adams Street (Europe) GmbH
- Nemčija
- 22.12.2020
- Company headquarters: Maximilianstrasse 13
- Authorisation to provide services: A1, A5, C1, C3
- Cessation of provision of services: /
- Regulatory institution of member-state: BaFin
- ActivTrades Europe S.A.
- Luxembourg
- 21.12.2020
- Company headquarters: 52 route d’Esch
- Authorisation to provide services: A1, A2, A3, B4, C1, C2, C4, C9
- Cessation of provision of services: /
- Regulatory institution of member-state: Commission de Surveillance du Secteur Financier
- FXCM EU LTD
- Cyprus
- 16.12.2020
- Company headquarters: 2A Cheilonos Str., The Riverside Forum
- Authorisation to provide services: C1, C2, B1, B2, B4, C1, C9
- Cessation of provision of services: /
- Regulatory institution of member-state: Cyprus Securities and Exchange Commission
- SF Financial Ltd
- United Kingdom
- 08.12.2020
- Company headquarters: Tweed Horizons Newtown St. Boswells Melrose
- Authorisation to provide services: A1, A5, B4, B5, C1, C3
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- Macquarie Capital France
- France
- 07.12.2020
- Company headquarters: 41 Avenue George V
- Authorisation to provide services: A1, A5, A6, A7, B3, B6, C1, C3
- Cessation of provision of services: /
- Regulatory institution of member-state: ACPR - BANQUE DE FRANCE
- OTP Bank Plc
- Hungary
- 25.11.2020
- Company headquarters: Nádor u. 16
- Authorisation to provide services: A1, A2, A3, A4, A5, A6, A7, B1, B2, B3, B4, B5, B6, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
- Cessation of provision of services: /
- Regulatory institution of member-state: Central Bank of Hungary
- H.C.F.S. HIGH CAPITAL FINANCIAL SERVICES LTD
- Cyprus
- 20.11.2020
- Company headquarters: Hermes Interlink Plaza, Leoforos Agiou Athanasiou 46, Suite 301a,
- Authorisation to provide services: A1, A2, B1, B2, B4, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
- Cessation of provision of services: /
- Regulatory institution of member-state: Cyprus Securities and Exchange Commission
- European Brokerage House OOD
- Bulgaria
- 19.11.2020
- Company headquarters: Vazrazhdane District, 33 Shar Planina Str., fl. 2, office 8
- Authorisation to provide services: A1, A2, A3, B1, B4, B7, C9
- Cessation of provision of services: /
- Regulatory institution of member-state: Financial Supervisoin Commission
- Houlihan Lokey (Europe) GmbH
- Nemčija
- 17.11.2020
- Company headquarters: Taunusanlage 1
- Authorisation to provide services: A1, A5, B3, B5, C1, C2, C3, C4, C8, C9
- Cessation of provision of services: /
- Regulatory institution of member-state: BaFin
- VM VITA MARKETS LTD
- Cyprus
- 12.11.2020
- Company headquarters: Pindarou 14
- Authorisation to provide services: A1, A2, A4, A5, B1, B2, B4, B5, B7, C1, C3, C4, C5, C6
- Cessation of provision of services: /
- Regulatory institution of member-state: Cyprus Securities and Exchange Commission
- Pepperstone EU Limited
- Cyprus
- 10.11.2020
- Company headquarters: 363, 28th October Avenue, Metis Tower
- Authorisation to provide services: A1, A2, A3, B1, B4, B5, C1, C4, C5, C9
- Cessation of provision of services: /
- Regulatory institution of member-state: Cyprus Securities and Exchange Commision
- PJT Partners Park Hill (Spain) A.V., S.A.U.
- Spain
- 22.10.2020
- Company headquarters: Paseo de la Castellana, 41
- Authorisation to provide services: A1, A5, B3, B5, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10, C11
- Cessation of provision of services: /
- Regulatory institution of member-state: Comisión Nacional del Mercado de Valores
- Alfa Capital Markets Ltd
- Cyprus
- 14.10.2020
- Company headquarters: 3, Themistocles Dervis Street, Julia House, 4th Floor
- Authorisation to provide services: A1, A2, A3, A6, A7, B1,B2, B3, B4, B5, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
- Cessation of provision of services: /
- Regulatory institution of member-state: Cyprus Securities and Exchange Commission
- Cowen Execution Services Limited
- United Kingdom
- 14.10.2020
- Company headquarters: 11th Floor 1 Snowden Street
- Authorisation to provide services: A1, A2, A3, A5, A7, B3, B4, B5, B6, C1, C2, C3, C4, C9
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- BLACKTOWER FINANCIAL MANAGEMENT (CYPRUS) LTD
- Cyprus
- 06.10.2020
- Company headquarters: 18 Evagoras Papachristophorou, Petoussis Building, Office 401, 4th Floor,
- Authorisation to provide services: A5, C3
- Cessation of provision of services: /
- Regulatory institution of member-state: Cyprus Securities and Exchange Commission
- GRANDIS SECURITIES LTD
- Cyprus
- 05.10.2020
- Company headquarters: 18 Kyriakou Matsi, Victory Tower, Office 301, Ayioi Omologites
- Authorisation to provide services: A1, A2, B1, B4, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
- Cessation of provision of services: /
- Regulatory institution of member-state: Cyprus Securities and Exchange Commission
- Archax Ltd
- United Kingdom
- 13.09.2020
- Company headquarters: 125 Old Broad Street
- Authorisation to provide services: A1, A2, A8, B1, C1, C2, C3
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- Madara Capital Management Ltd
- United Kingdom
- 10.09.2020
- Company headquarters: One Canada Square 39th Floor
- Authorisation to provide services: A1, A5, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- Lionheart Capital Markets Limited
- United Kingdom
- 10.09.2020
- Company headquarters: 1 Fore Street Avenue
- Authorisation to provide services: A1, A2, A3, B2, B4, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- Ardent Financial Limited
- United Kingdom
- 09.09.2020
- Company headquarters: 16 Berkeley Street
- Authorisation to provide services: A1, A2, A3, C1, C3, C4, C8, C9
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- FXCM Europe GmbH
- Nemčija
- 03.09.2020
- Company headquarters: Nürnberger Straße 13
- Authorisation to provide services: A1, A2, A3, B4, B5, C9
- Cessation of provision of services: /
- Regulatory institution of member-state: BaFin
- TRIANGLEVIEW INVESTMENTS LTD
- Cyprus
- 06.08.2020
- Company headquarters: Kristelina Tower, 12 Arch. Makarios III Avenue, Office 401, Mesa Geitonia
- Authorisation to provide services: A1, A2, B1, B2, B4, C9
- Cessation of provision of services: /
- Regulatory institution of member-state: Cyprus Securities and Exchange Commission
- Polen Capital UK LLP
- United Kingdom
- 03.08.2020
- Company headquarters: Ground Floor 45 Pall Mall
- Authorisation to provide services: A1, A5, B5, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- Hoyl Independent Advisers Ltd
- United Kingdom
- 23.07.2020
- Company headquarters: Upton House St Margarets Road Cromer
- Authorisation to provide services: A1, A5, B5, C1, C3
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- CIGP (UK) Limited
- United Kingdom
- 17.07.2020
- Company headquarters: 4th Floor, 139 Piccadilly
- Authorisation to provide services: A1, A2, A4, A5, B3, B4, B5, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- Symmetria F.S. Ltd
- Cyprus
- 15.07.2020
- Company headquarters: 4, Dorieon Street
- Authorisation to provide services: A1, A5, B3, B5, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
- Cessation of provision of services: /
- Regulatory institution of member-state: Cyprus Securities and Exchange Commission
- MTS Prime Solutions Limited
- United Kingdom
- 13.07.2020
- Company headquarters: 2-8 Scrutton Street
- Authorisation to provide services: A1, A2, C4, C5, C6, C7, C9
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- Market Securities France SA
- France
- 01.07.2020
- Company headquarters: 25 rue Balzac
- Authorisation to provide services: A1, A2, A3, C1, C2, C4, C8
- Cessation of provision of services: /
- Regulatory institution of member-state: ACPR : Autorité de Contrôle Prudentiel et de Résolution
- Quercus Real Assets Limited
- United Kingdom
- 30.06.2020
- Company headquarters: 11 Albemarle Street
- Authorisation to provide services: A1, A5, B3, B5, C1, C2, C3, C4, C5, C9
- Cessation of provision of services: 12.11.2020
- Regulatory institution of member-state: Financial Conduct Authority
- Moneycorp Technologies Limited
- Irska
- 25.06.2020
- Company headquarters: 24 Windsor Place
- Authorisation to provide services: A1, A2, A3, B4, C4
- Cessation of provision of services: /
- Regulatory institution of member-state: Central Bank of Ireland
- Mitsui Bussan Commodities France S.A
- France
- 25.06.2020
- Company headquarters: 112 Avenue Kleber
- Authorisation to provide services: A1, A2, A3, B4, B7, C9, C10, C11
- Cessation of provision of services: /
- Regulatory institution of member-state: Autorité de Contrôle Prudentiel et de Résolution
- Black Manta Capital Partners
- Nemčija
- 24.06.2020
- Company headquarters: Rheinsberger Strasse 76/77
- Authorisation to provide services: A1, C1
- Cessation of provision of services: /
- Regulatory institution of member-state: BaFin
- FORTRADE CYPRUS LTD
- Cyprus
- 23.06.2020
- Company headquarters: OFFICE 504, 79 ATHINON STREET
- Authorisation to provide services: A1, A2, A3, B1, B2, B4, C6, C9
- Cessation of provision of services: /
- Regulatory institution of member-state: Cyprus Securities and Exchange Commission
- Cerberus European Capital Advisors, LLP
- United Kingdom
- 19.06.2020
- Company headquarters: 5 Savile Row
- Authorisation to provide services: A1, A5, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- CEX MARKETS LTD
- Cyprus
- 17.06.2020
- Company headquarters: 13, KYPRANOROS STR., EVI BUILDING 1ST FLOOR, OFFICE 104
- Authorisation to provide services: A1, A2, A3, B1, B4, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
- Cessation of provision of services: /
- Regulatory institution of member-state: Cyprus Securities and Exchange Commission
- IDAD Limited
- United Kingdom
- 10.06.2020
- Company headquarters: Unit 2 Rotherbrook Court Bedford Road Petersfield
- Authorisation to provide services: A1, A2, B7, C1, C2, C3, C4
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- Eurex Securities Transactions Services GmbH
- Nemčija
- 08.06.2020
- Company headquarters: Mergenthalerallee 61
- Authorisation to provide services: A2, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10, C11
- Cessation of provision of services: /
- Regulatory institution of member-state: BaFin
- GK Wealth Ltd
- United Kingdom
- 05.06.2020
- Company headquarters: 12 Hay Hill
- Authorisation to provide services: A1, A5, B2, B3, B4, B5, B7, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- UGM SECURITIES LTD
- Cyprus
- 03.06.2020
- Company headquarters: Spyrou Kyprianou 20, Flat/Office 102, Agioi Omologites
- Authorisation to provide services: A1, A2, A5, B1, B4, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
- Cessation of provision of services: /
- Regulatory institution of member-state: Cyprus Securities and Exchange Commission
- VTC Europe B.V.
- Netherlands
- 03.06.2020
- Company headquarters: Beursplein 5
- Authorisation to provide services: A1, A2, A3, C1, C4, C9
- Cessation of provision of services: /
- Regulatory institution of member-state: Dutch Authority for the Financial Markets
- Novum Securities Limited
- United Kingdom
- 18.05.2020
- Company headquarters: 8-10 Grosvenor Gardens
- Authorisation to provide services: A1, A2, A4, A5, B4, C1, C2, C3, C4, C5, C9, C10
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- Autonomous Research LLP
- United Kingdom
- 07.05.2020
- Company headquarters: 50 Berkeley Street
- Authorisation to provide services: A1, A2, A3, A5, B4, B5, C1, C3, C4
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- EQT Credit UK Limited
- United Kingdom
- 05.05.2020
- Company headquarters: 30 Broadwick Street
- Authorisation to provide services: A1, A2, A4, A5, B3, B4, B5, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- N2 ASSET MANAGEMENT LIMITED
- United Kingdom
- 21.04.2020
- Company headquarters: Windway Ropers Lane Poole
- Authorisation to provide services: A1, A5, B5, C1, C3
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- GP Bullhound Asset Management Limited
- United Kingdom
- 15.04.2020
- Company headquarters: 52 Jermyn Street
- Authorisation to provide services: A1, C1, C2, C3, C4
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- Eastdil Secured International Ltd
- United Kingdom
- 06.04.2020
- Company headquarters: Berkeley Square House 4-16 Berkeley Square
- Authorisation to provide services: A1, A5, B3, C1, C3, C4
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- Perella Weinberg UK Limited
- United Kingdom
- 02.04.2020
- Company headquarters: 20 Grafton Street
- Authorisation to provide services: A1, A5, A7, B3, B5, C1, C2, C3, C4
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- TINV Ltd
- United Kingdom
- 31.03.2020
- Company headquarters: The Tea Building 56 Shoreditch High Street
- Authorisation to provide services: A1, A2, B1, C1, C3
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- LIQUID Asset Management GmbH
- Nemčija
- 19.03.2020
- Company headquarters: Kurfurstendamm 177
- Authorisation to provide services: A1, A2, A4, A5, B5, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10, C11
- Cessation of provision of services: /
- Regulatory institution of member-state: BaFin
- Cambridge Associates (Germany) GmbH
- Nemčija
- 16.03.2020
- Company headquarters: Suite 419, Leopoldstraße 23
- Authorisation to provide services: A1, A2, A4, A5, B5, B7, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
- Cessation of provision of services: /
- Regulatory institution of member-state: BaFin
- Regency Capital Group Ltd
- United Kingdom
- 11.03.2020
- Company headquarters: 35 Berkeley Square Mayfair
- Authorisation to provide services: A1, C1, C2, C3, C4, C5, C6, C7, C8, C9
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- AFEX Markets Europe Limited
- Irska
- 26.02.2020
- Company headquarters: 120/121 Baggot St Lower
- Authorisation to provide services: A1, A2, A3, A5, B4, C4
- Cessation of provision of services: /
- Regulatory institution of member-state: Central Bank of Ireland
- MENASECURITIES LIMITED
- Cyprus
- 25.02.2020
- Company headquarters: Georgiou Kaningos 1, Pamelva Court, Office 104
- Authorisation to provide services: A1, A2, B1, B2, B4, C9
- Cessation of provision of services: /
- Regulatory institution of member-state: Cyprus Securities and Exchange Commission
- Atlantic Equities Deutschland GmbH
- Nemčija
- 20.02.2020
- Company headquarters: Maninzer Landstrasse 49
- Authorisation to provide services: A1, A2, A5, B5, B7, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10, C11
- Cessation of provision of services: /
- Regulatory institution of member-state: BaFin
- Lyxor International Asset Management
- France
- 18.02.2020
- Company headquarters: 17 cours Valmy, Tours Société Générale
- Authorisation to provide services: A1, B1, B2
- Cessation of provision of services: /
- Regulatory institution of member-state: Autorité des Marchés Financiers (AMF)
- AXIA Ventures Group Ltd
- Cyprus
- 13.02.2020
- Company headquarters: 10 G. Kranidioti Str., Nice day House, Office 102
- Authorisation to provide services: A1, A6, A7, B1, B3, B5, B6, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
- Cessation of provision of services: /
- Regulatory institution of member-state: Cyprus Securities and Exchange Commission
- Capital Solutions Advisory GmbH
- Avstrija
- 11.02.2020
- Company headquarters: Ballhausgass3e/7
- Authorisation to provide services: A1, A5, C1, C2, C3
- Cessation of provision of services: /
- Regulatory institution of member-state: Austrian Financial Market Authority
- Jellyfish Investments Ltd
- United Kingdom
- 09.02.2020
- Company headquarters: 64 New Cavendish Street
- Authorisation to provide services: A1, A2, A3, C1, C2, C3, C4, C8, C9, C10
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- Seccl Custody Limited
- United Kingdom
- 05.02.2020
- Company headquarters: 5-7 Pulteney Mews Bath
- Authorisation to provide services: A1, A2, B1, C1, C2, C3
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- Saveable Limited
- United Kingdom
- 27.01.2020
- Company headquarters: Moorgate House, 5-8 Dysart Street
- Authorisation to provide services: A1, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- DOO Clearing Limited
- United Kingdom
- 21.01.2020
- Company headquarters: Suite G11 Birchin Court 20 Birchin Lane
- Authorisation to provide services: A1, A2, C1, C4, C9
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- Crosslend GmbH
- Nemčija
- 19.01.2020
- Company headquarters: Kemperplatz 1
- Authorisation to provide services: A1, C1, C3
- Cessation of provision of services: /
- Regulatory institution of member-state: BaFin
- AnaCap Financial Partners Limited
- United Kingdom
- 13.01.2020
- Company headquarters: 1 Stephen Street
- Authorisation to provide services: A1, A5, B3, C1, C3, C4
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- CHARLGATE LIMITED
- Cyprus
- 08.01.2020
- Company headquarters: 319, 28th October Street, Kanika Business Center, Office 201B
- Authorisation to provide services: A1, A2, B1, B2, B4, C6, C9
- Cessation of provision of services: /
- Regulatory institution of member-state: Cyprus Securities and Exchange Commission
- MARIANA UFP SAS
- France
- 08.01.2020
- Company headquarters: 33 rue francois 1er
- Authorisation to provide services: A1, A2, A5, B5, C1, C4
- Cessation of provision of services: /
- Regulatory institution of member-state: ACPR
- JP Morgan Asset Management (Europe) S.à r.l.
- Luxembourg
- 02.01.2020
- Company headquarters: 6, route de Trèves
- Authorisation to provide services: A1, B1
- Cessation of provision of services: /
- Regulatory institution of member-state: Commission de Surveillance du Secteur Financier
- Hidden Road Partners CIV UK Ltd
- United Kingdom
- 20.12.2019
- Company headquarters: Berkeley Square House 2nd Floor
- Authorisation to provide services: A1, A2, A3, B1, B4, B7, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10, C11
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- Smith & Williamson Investment Services Limited
- United Kingdom
- 19.12.2019
- Company headquarters: 25 Moorgate
- Authorisation to provide services: A1, A2, A3, A4, A5, B1, B2, B4, C1, C2, C3, C4, C5, C6, C7, C9
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- Trinova Limited
- United Kingdom
- 17.12.2019
- Company headquarters: 24 Lime Street
- Authorisation to provide services: A1, A5, B5, C1, C3
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- First Capital Management Group GmbH
- Nemčija
- 17.12.2019
- Company headquarters: Herzogstraße 60
- Authorisation to provide services: A1, A2, A4, A5, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10, C11
- Cessation of provision of services: /
- Regulatory institution of member-state: BaFin
- I.W.G INTERNATIONAL WEALTH GROUP LTD
- Cyprus
- 13.12.2019
- Company headquarters: Soboh House 377, 6th floor, 28 October Street, Neapolis
- Authorisation to provide services: A1, A4, A5, C1, C3
- Cessation of provision of services: /
- Regulatory institution of member-state: Cyprus Securities and Exchange Commission
- RAYMOND JAMES EURO EQUITIES
- France
- 11.12.2019
- Company headquarters: 45 avenue George V
- Authorisation to provide services: A1, A5, C1
- Cessation of provision of services: /
- Regulatory institution of member-state: ACPR
- Arjan Capital Ltd
- United Kingdom
- 09.12.2019
- Company headquarters: 96 Great Titchfield Street
- Authorisation to provide services: A1, A5, B5, C1, C3, C4, C9
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- Luna Wealth Asset Management Ltd
- Cyprus
- 09.12.2019
- Company headquarters: 20 Ionos Street, Floor 1, Flat 101
- Authorisation to provide services: A1, A2, A3, A4, A5, B1, C1, C2, C3, C4, C5, C6, C7, C8
- Cessation of provision of services: /
- Regulatory institution of member-state: Cyprus Securities and Exchange Commission
- Capital Fund Management S.A.
- France
- 06.12.2019
- Company headquarters: 23 rue de l'Université
- Authorisation to provide services: A1, B1
- Cessation of provision of services: /
- Regulatory institution of member-state: Autorité des Marchés Financiers (AMF)
- Coactorii Finance AD
- Bulgaria
- 05.12.2019
- Company headquarters: 1 Kozloduy Street, office 5, Central Region
- Authorisation to provide services: A1, A5, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10, C11
- Cessation of provision of services: /
- Regulatory institution of member-state: Financial Supervision Commission
- Aon Hewitt (Ireland) Limited
- Irska
- 03.12.2019
- Company headquarters: Iveagh Court 6 Harcourt Road
- Authorisation to provide services: A1, A2, A5, A7, B3, B5, B6, C1, C2, C3, C4, C8, C10
- Cessation of provision of services: /
- Regulatory institution of member-state: Central Bank of Ireland
- Interactive Brokers Luxembourg SARL
- Luxembourg
- 22.11.2019
- Company headquarters: 4 Rue Robert Stümper
- Authorisation to provide services: A2, A3, B1, B2, B4, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10, C11
- Cessation of provision of services: /
- Regulatory institution of member-state: CSSF
- AA Advisors Europe Limited
- United Kingdom
- 21.11.2019
- Company headquarters: 82 Eaton Place
- Authorisation to provide services: A1, C1, C3
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- Black Swan Capital B.V.
- Netherlands
- 14.11.2019
- Company headquarters: Oude Molstraat 5F
- Authorisation to provide services: A1, A5, C3
- Cessation of provision of services: /
- Regulatory institution of member-state: Dutch Authority for the Financial Markets
- Partner Bank AG
- Avstrija
- 12.11.2019
- Company headquarters: Goethestrasse 1A
- Authorisation to provide services: A1, A5, C1, C3
- Cessation of provision of services: /
- Regulatory institution of member-state: FMA
- Hoxton Capital Management (UK) Ltd
- United Kingdom
- 11.11.2019
- Company headquarters: Old Free School George Street
- Authorisation to provide services: A1, A5, C3
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- Northern Trust Fund Managers (Ireland) Limited
- Irska
- 07.11.2019
- Company headquarters: George's Court, 54-62 Townsend Street, Dublin 2
- Authorisation to provide services: A1, B1
- Cessation of provision of services: /
- Regulatory institution of member-state: Central Bank of Ireland
- MF-Capital GmbH
- Nemčija
- 06.11.2019
- Company headquarters: Bülowstrasse 27
- Authorisation to provide services: A1, A5, C3
- Cessation of provision of services: /
- Regulatory institution of member-state: BaFin
- Mirabella Malta Advisers Limited
- Malta
- 05.11.2019
- Company headquarters: 12 Tigne Place, Suite 1/3, Tigne Street
- Authorisation to provide services: A1, A5, A7, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
- Cessation of provision of services: /
- Regulatory institution of member-state: Malta FSA
- FIS Global Execution Services Limited
- United Kingdom
- 05.11.2019
- Company headquarters: 25 Canada Square
- Authorisation to provide services: A1, C1, C2, C3
- Cessation of provision of services: 24.10.2020
- Regulatory institution of member-state: Financial Conduct Authority
- Apera Asset Management GmbH
- Nemčija
- 23.10.2019
- Company headquarters: Ainmillerstrasse 11
- Authorisation to provide services: A1, A5, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
- Cessation of provision of services: /
- Regulatory institution of member-state: BaFin
- Manulife Investment Management (Ireland) Limited
- Irska
- 21.10.2019
- Company headquarters: Second Floor, 5 Earlsfort Terrace
- Authorisation to provide services: A1, B1
- Cessation of provision of services: /
- Regulatory institution of member-state: Central Bank of Ireland
- HUA REN (CYPRUS) FINANCIAL LIMITED
- Cyprus
- 18.10.2019
- Company headquarters: 67, Franklin Roosvelt Avenue, Lima Carna Building, Office 101
- Authorisation to provide services: A1, A2, B1, B2, B4, C9
- Cessation of provision of services: /
- Regulatory institution of member-state: Cyprus Securities and Exchange Commission
- ELITE SIM S.p.A.
- Italija
- 16.10.2019
- Company headquarters: 6, Piazza degli Affari
- Authorisation to provide services: A1, C1, C2, C3
- Cessation of provision of services: /
- Regulatory institution of member-state: CONSOB
- R.J. O’Brien France S.A.S.
- France
- 11.10.2019
- Company headquarters: 121 Avenue de Malakoff
- Authorisation to provide services: A1, A2, C1, C4, C5, C6, C10
- Cessation of provision of services: /
- Regulatory institution of member-state: ACPR
- Streams Financial Services Ltd
- Cyprus
- 09.10.2019
- Company headquarters: 284 Makarios Avenue
- Authorisation to provide services: A1, A2, B1, B2, B4, C9
- Cessation of provision of services: /
- Regulatory institution of member-state: Cyprus Securities and Exchange Commission
- Zenfinex Limited
- United Kingdom
- 08.10.2019
- Company headquarters: Peel House 32-44 London Road
- Authorisation to provide services: A1, A2, A3, B4, B7, C1, C4, C5, C9, C10
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- LBC Energy Advisory Limited
- United Kingdom
- 01.10.2019
- Company headquarters: 40 Bank Street Canary Wharf
- Authorisation to provide services: A1, A5, B2, B3, B4, B5, B6, C1, C2, C3, C4, C8, C9, C10
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- BDT & Company Europe GmbH
- Nemčija
- 30.09.2019
- Company headquarters: Goethe strasse 34
- Authorisation to provide services: A1, A2, A5, A7, B3, B4, B5, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
- Cessation of provision of services: /
- Regulatory institution of member-state: BaFin
- Trading 212 UK Limited
- United Kingdom
- 30.09.2019
- Company headquarters: 107 Cheapside
- Authorisation to provide services: A1, A2, A3, B1, B4, B7, C1, C4, C5, C9
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- Savills Investment Management LLP
- United Kingdom
- 30.09.2019
- Company headquarters: 33 Margaret Street
- Authorisation to provide services: A1, A2, A4, A5, B7, C1, C2, C3, C4
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- Infinity International Limited
- United Kingdom
- 26.09.2019
- Company headquarters: 25 Canada Square
- Authorisation to provide services: A1, A2, A3, A5, B4, C4, C9
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- Intermediate Capital Group Benelux B.V.
- Netherlands
- 26.09.2019
- Company headquarters: Paulus Potterstraat 20 2hg
- Authorisation to provide services: A1, A2, A5, B5, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
- Cessation of provision of services: /
- Regulatory institution of member-state: www.afm.nl
- Silverpeak LLP
- United Kingdom
- 26.09.2019
- Company headquarters: 17 Hanover Square
- Authorisation to provide services: A1, A5, B3, B5, C1, C2, C4
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- Fisher Investments Luxembourg, Sàrl
- Luxembourg
- 18.09.2019
- Company headquarters: K2 Building, Forte 1, 2a rue Albert Borschette, Third Floor
- Authorisation to provide services: A1, A4, A5, B5, B7, C1, C2, C3, C4
- Cessation of provision of services: /
- Regulatory institution of member-state: CSSF
- ED & F MAN CAPITAL MARKETS CEEMA LIMITED
- Cyprus
- 16.09.2019
- Company headquarters: 3rd Floor Victory House, Office 307, 205 Archbishop Makarios Avenue
- Authorisation to provide services: A1, A2, A3, C4, C5, C6, C7, C10
- Cessation of provision of services: /
- Regulatory institution of member-state: Cyprus Securities and Exchange Commission
- Wells Fargo Securities Europe
- France
- 16.09.2019
- Company headquarters: 42 rue Washington
- Authorisation to provide services: A1, A2, A3, A5, A6, A7, B2, B3, B4, B5, B6, C1, C2, C3, C4, C5, C6, C7, C9
- Cessation of provision of services: /
- Regulatory institution of member-state: ACPR
- CubicStone Capital Management Limited
- United Kingdom
- 12.09.2019
- Company headquarters: Rignall House 5 The Garth Great Missenden
- Authorisation to provide services: A1, A4, A5, A7, B2, B3, B4, B5, B6, B7, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- Hellostake Limited
- United Kingdom
- 12.09.2019
- Company headquarters: 43a Cottenham Road Histon Cambridge
- Authorisation to provide services: A1, C1, C3
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- ONE Asset Management AG
- Liechtenstein
- 29.08.2019
- Company headquarters: Austrasse 14, P.O. Box 422
- Authorisation to provide services: A1, A2, A4, A5, B3, B5, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
- Cessation of provision of services: /
- Regulatory institution of member-state: FMA – Financial Market Authority Liechtenstein
- VIE FINANCE A.E.P.E.Y. S.A.
- Greece
- 28.08.2019
- Company headquarters: 28th October str. 4, 151 24 Marousi
- Authorisation to provide services: A1, A2, B1, B4, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
- Cessation of provision of services: /
- Regulatory institution of member-state: Hellenic Capital Market Commission (HCMC)
- FCT Europe Ltd
- United Kingdom
- 28.08.2019
- Company headquarters: 4 Endsleigh Street
- Authorisation to provide services: A3, C4, C5, C6, C7, C10
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- Carne Global Financial Services (Europe), Unipessoal Lda
- Portugal
- 26.08.2019
- Company headquarters: Rua Ivens, 42
- Authorisation to provide services: A5, B3, C1, C2, C3
- Cessation of provision of services: /
- Regulatory institution of member-state: CMVM (Comissão do Mercado de Valores Mobiliários)
- Integra Capital Limited
- United Kingdom
- 21.08.2019
- Company headquarters: 10 Margaret Street
- Authorisation to provide services: A1, A2, A4, A5, A6, A7, B3, B5, B6, B7, C1, C2, C3
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- Schroder Investment Management (Europe) S.A.
- Luxembourg
- 20.08.2019
- Company headquarters: 5, Hoehenhof
- Authorisation to provide services: A1, B1
- Cessation of provision of services: /
- Regulatory institution of member-state: CSSF
- Boston Direct Management (UK) Ltd
- United Kingdom
- 19.08.2019
- Company headquarters: Yew Tree Farm Eagle Barnsdale Lincoln
- Authorisation to provide services: A1, A5, B3, B4, B5, C1, C3
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- Fortem Capital Limited
- United Kingdom
- 15.08.2019
- Company headquarters: 121 Gloucester Place
- Authorisation to provide services: A1, A5, B5, B7, C1, C2, C3, C4, C8, C9, C10
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- Invest4Growth Asset Management Limited
- Malta
- 13.08.2019
- Company headquarters: Dragonara Business Centre, 5th Floor, Dragonara Road
- Authorisation to provide services: A4, A5, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
- Cessation of provision of services: /
- Regulatory institution of member-state: The Malta Financial Services Authority (MFSA)
- PRIVREDNA BANKA ZAGREB P.L.C.
- Hrvaška
- 01.08.2019
- Company headquarters: Radnička cesta 50
- Authorisation to provide services: A6, A7, B3, C1, C2
- Cessation of provision of services: /
- Regulatory institution of member-state: HANFA
- BTG PACTUAL (UK) LIMITED
- United Kingdom
- 30.07.2019
- Company headquarters: Berkeley Square House 4-19 Berkeley Square
- Authorisation to provide services: A1, A2, A5, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- Access Corporate Finance Partners Limited
- United Kingdom
- 30.07.2019
- Company headquarters: 1 Red Place
- Authorisation to provide services: A1, A5, B3, B5, C1, C2, C3
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- EMIRATES WEALTH EAD
- Bulgaria
- 30.07.2019
- Company headquarters: Lozenez region, Simeonovsko shosse blvd., fl. 4, office 20
- Authorisation to provide services: A1, A2, A4, A5, A7, B1, B2, B3, B4, B5, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
- Cessation of provision of services: /
- Regulatory institution of member-state: FSC - BULGARIA
- Price Markets UK Ltd
- United Kingdom
- 26.07.2019
- Company headquarters: 60 Gresham Street
- Authorisation to provide services: A1, A2, B2, B4, C1, C9
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- Belight Capital Group Limited
- Cyprus
- 22.07.2019
- Company headquarters: Larnacos Avenue 1046, Flat 101
- Authorisation to provide services: A1, A2, B1, B2, B4, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
- Cessation of provision of services: 08.04.2020
- Regulatory institution of member-state: Cyprus Securities and Exchange Commission
- A-Conversio Capital Ltd
- Cyprus
- 21.07.2019
- Company headquarters: Office 102, 1st Floor, Pamelva Court (at the corner of Griva Digheni Kaningos and Anastasi Shoukri Streets)
- Authorisation to provide services: A1, A4, B1, B4, C1, C2, C3, C4, C6, C9
- Cessation of provision of services: /
- Regulatory institution of member-state: Cyprus Securities and Exchange Commission
- Forth Capital Advisers Limited
- United Kingdom
- 18.07.2019
- Company headquarters: Berkeley Suite 35 Berkeley Square Mayfair
- Authorisation to provide services: A5, C2, C3
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- Street Analysts Limited
- United Kingdom
- 17.07.2019
- Company headquarters: Suite 1 53 Harley Street
- Authorisation to provide services: A5, B5, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
- Cessation of provision of services: 10.09.2020
- Regulatory institution of member-state: Financial Conduct Authority
- Globacap Limited
- United Kingdom
- 28.06.2019
- Company headquarters: Octagon Point 5 Cheapside
- Authorisation to provide services: A1, B1, C1
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- Partners Group (EU) GmbH
- Nemčija
- 27.06.2019
- Company headquarters: Erika-Mann- Strasse 7, Skygarde im Arnulfpark
- Authorisation to provide services: A1, A5, C1, C3
- Cessation of provision of services: /
- Regulatory institution of member-state: BaFin
- Wellington Management Europe GmbH
- Nemčija
- 24.06.2019
- Company headquarters: Bockenheimer Landstr. 43-47
- Authorisation to provide services: A1, A4, A5, B4, B5, B7, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10, C11
- Cessation of provision of services: /
- Regulatory institution of member-state: BaFin
- Starwood Capital Europe Advisers LLP
- United Kingdom
- 20.06.2019
- Company headquarters: One Eagle Place 2nd Floor
- Authorisation to provide services: A1, A5, C1, C2 C3, C4, C5, C6,C7, C8, C9, C10
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- Magus Energy Limited
- United Kingdom
- 20.06.2019
- Company headquarters: WeWork South Bank Central Suite 03-166 (Magus Energy Ltd) 30 Stamford Street
- Authorisation to provide services: A1, A2, C1, C4, C5, C6, C7, C10
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- LYKKE CYPRUS LTD
- Cyprus
- 11.06.2019
- Company headquarters: 13 & 15 Gregory Afxentiou Street, Office 103, Mesa Getonia P.C.
- Authorisation to provide services: A1, A2, A4, A5, B1, B2, B4, B5, C1, C4, C5, C6, C7, C9
- Cessation of provision of services: 25.11.2019
- Regulatory institution of member-state: Cyprus Securities and Exchange Commission
- Trading 212 Ltd
- Bulgaria
- 06.06.2019
- Company headquarters: 3 Lachezar stanchev Str., fl. 10, Litex Tower
- Authorisation to provide services: A1, A2, A3, A4, A5, B1, B2, B4, B5, B7,C1, C2, C3, C4, C5, C6, C7, C8, C9, C10, C11
- Cessation of provision of services: /
- Regulatory institution of member-state: Financial Supervision Commission
- Tradition Luxembourg SA
- Luxembourg
- 04.06.2019
- Company headquarters: 9, rue Gabriel Lippmann
- Authorisation to provide services: A1, C1, C2, C4
- Cessation of provision of services: /
- Regulatory institution of member-state: CSSF
- TP ICAP (Europe) SA
- France
- 03.06.2019
- Company headquarters: 89-91 rue du Faubourg Saint-Honoré
- Authorisation to provide services: A1, A2, A3, A7, B5, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10, C11
- Cessation of provision of services: /
- Regulatory institution of member-state: ACPR - Banque de France
- GC Exchange Limited
- United Kingdom
- 31.05.2019
- Company headquarters: 68 King William Street
- Authorisation to provide services: A1, A2, A3, C4, C5, C9
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- Wise Wolves Finance Ltd
- Cyprus
- 30.05.2019
- Company headquarters: 30B Gladstonos Street
- Authorisation to provide services: A1, A2, A3, B1, B2, B3, B4, B5, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
- Cessation of provision of services: /
- Regulatory institution of member-state: Cyprus Securities and Exchange Com
- Squared Limited
- United Kingdom
- 29.05.2019
- Company headquarters: 1 Connaught Place
- Authorisation to provide services: A5, C1, C2, C3, C4
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- AWM Wealth Advisers Limited
- Irska
- 29.05.2019
- Company headquarters: 56 Fitzwilliam Square North
- Authorisation to provide services: A1, A5, B5, C1, C3, C4
- Cessation of provision of services: /
- Regulatory institution of member-state: Central Bank of Ireland
- FIRST PRUDENTIAL MARKETS LTD
- Cyprus
- 28.05.2019
- Company headquarters: Spyrou Kyprianou 84
- Authorisation to provide services: A1, A2, B1, B4, B5, C9
- Cessation of provision of services: /
- Regulatory institution of member-state: Cyprus Securities and Exchange Commission
- Rubicon Infrastructure Advisors Unlimited Company
- Irska
- 23.05.2019
- Company headquarters: 10 Pembroke Place, Ballsbridge
- Authorisation to provide services: A1, A5, A7, B3, B5, C1, C3
- Cessation of provision of services: /
- Regulatory institution of member-state: Central Bank of Ireland
- KBC Securities NV
- Belgium
- 22.05.2019
- Company headquarters: Havenlaan 2
- Authorisation to provide services: A1, A2, A3, A6, A7, B1, B2, B3, B4, B5, B6, B7, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
- Cessation of provision of services: /
- Regulatory institution of member-state: National Bank of Belgium
- EquiLend Ltd
- Irska
- 29.04.2019
- Company headquarters: South Point, Harmony Row
- Authorisation to provide services: A8, C1, C2, C3
- Cessation of provision of services: /
- Regulatory institution of member-state: Central Bank of Ireland
- Binary Capital Investment Management Ltd
- United Kingdom
- 25.04.2019
- Company headquarters: 3 Hill Street
- Authorisation to provide services: A1, A4, A5, C1, C2, C4
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- Gala Investments Ltd
- Malta
- 25.04.2019
- Company headquarters: 259 St. Paul Street
- Authorisation to provide services: A1, A2, A4, A5, A7, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
- Cessation of provision of services: 27.08.2019
- Regulatory institution of member-state: Malta Financial Services Authority
- HTFX Limited
- United Kingdom
- 24.04.2019
- Company headquarters: 1 Fore Street Avenue
- Authorisation to provide services: A1, A2, C1, C4, C9
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- Investec Europe Limited
- Irska
- 23.04.2019
- Company headquarters: The Harcourt Building, Harcourt Street
- Authorisation to provide services: A1, A2, A3, A7, B1, B2, B3, B4, B5, B6, C1, C2, C3, C4, C5, C8, C10
- Cessation of provision of services: /
- Regulatory institution of member-state: Central Bank of Ireland
- Verno Capital UK LLP
- United Kingdom
- 23.04.2019
- Company headquarters: 13 Dalyell Road
- Authorisation to provide services: A1, A2, A4, A5, B5, C1, C2, C3, C4, C9
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- Smith & Williamson Investment Management (Europe) Limited
- Irska
- 23.04.2019
- Company headquarters: 12 Herbert Street
- Authorisation to provide services: A1, A4, A5, B4, B5, C1, C2, C3, C4
- Cessation of provision of services: /
- Regulatory institution of member-state: Central Bank of Ireland
- CapEos Ltd
- United Kingdom
- 19.04.2019
- Company headquarters: 16 Lynton Avenue
- Authorisation to provide services: A1, B7, C1, C2, C3, C4, C8, C10
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- TRUST CAPITAL TC LTD
- Cyprus
- 18.04.2019
- Company headquarters: 23 Olympion Street, Libra Tower, Office 202
- Authorisation to provide services: A1, A2, B1, B2, B4, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
- Cessation of provision of services: /
- Regulatory institution of member-state: Cyprus Securities and Exchange Commission
- Affiliated Managers Group (Ireland) Limited
- Irska
- 11.04.2019
- Company headquarters: 32 Molesworth Street
- Authorisation to provide services: A1, C3
- Cessation of provision of services: 26.03.2020
- Regulatory institution of member-state: Central Bank of Ireland
- PineBridge Investments Deutschland GmbH
- Nemčija
- 08.04.2019
- Company headquarters: Maximilianstrasse 13
- Authorisation to provide services: A1, C1, C2, C3, C4
- Cessation of provision of services: /
- Regulatory institution of member-state: BAFIN
- Cohen & Company Financial (Europe) Limited
- Irska
- 05.04.2019
- Company headquarters: 32 Molesworth Street
- Authorisation to provide services: A1, A2, A4, A5, B5, C1, C2, C3, C4, C5, C6, C7, C8, C10
- Cessation of provision of services: /
- Regulatory institution of member-state: Central Bank of Ireland
- OCTA MARKETS CYPRUS LTD
- Cyprus
- 05.04.2019
- Company headquarters: 1 Ayias Zonis & Thessalonikis Corner, Nicolau Pentadromos Center, Office 201, Block B
- Authorisation to provide services: A1, A2, A3, B1, B4, C4, C9
- Cessation of provision of services: /
- Regulatory institution of member-state: Cyprus Securities and Exchange Commission
- Financial & Risk Transaction Services Ireland Limited
- Irska
- 05.04.2019
- Company headquarters: 12/13 Exchange Place IFSC
- Authorisation to provide services: A8, C4
- Cessation of provision of services: /
- Regulatory institution of member-state: Central Bank of Ireland
- Lloyds Bank Corporate Markets Wertpapierhandelsbank GmbH
- Nemčija
- 04.04.2019
- Company headquarters: Thurn-und-Taxis Platz 6
- Authorisation to provide services: A1, A2, A3, A5, A5, A7, B3, B4, B6, B7, C1, C2
- Cessation of provision of services: /
- Regulatory institution of member-state: BAFIN
- Crescent Credit Europe LLP
- United Kingdom
- 04.04.2019
- Company headquarters: 25 Hanover Square
- Authorisation to provide services: A1, A5, B3, B4, B5, B7, C1, C2, C3, C4, C8, C10
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- CLSA Europe BV
- Netherlands
- 02.04.2019
- Company headquarters: Strawinskyl aan 7 29
- Authorisation to provide services: A1, A2, B3, B5, B6, C1, C2, C10
- Cessation of provision of services: /
- Regulatory institution of member-state: Dutch Authority for the Financial Markets
- JLL Transaction Services AB
- Sweden
- 02.04.2019
- Company headquarters: Birger Jarlsgatan 25 4 TR
- Authorisation to provide services: A1, A2, A5, A7, B3, B6, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
- Cessation of provision of services: /
- Regulatory institution of member-state: Finansinspektionen
- Swiss Re Capital Markets Europe S.A.
- Luxembourg
- 01.04.2019
- Company headquarters: 2 rue Edward Steichen
- Authorisation to provide services: A1, A2, A3, A6, A7, B3, B4, B5, B6, B7, C1, C2, C4, C5, C10, C11
- Cessation of provision of services: /
- Regulatory institution of member-state: CSSF
- Liquidnet EU Limited
- Irska
- 01.04.2019
- Company headquarters: The Exchange, Georges Dock, IFSC
- Authorisation to provide services: A1, A2, A8, C1, C3
- Cessation of provision of services: /
- Regulatory institution of member-state: Central Bank of Ireland
- Macquarie Capital Ireland Designated Activity Company
- Irska
- 28.03.2019
- Company headquarters: 1st Floor, Connaught House, 1 Burlington Road
- Authorisation to provide services: A1, A2, A3, A5, A6, A7, B3, B5, B6, C3, C4
- Cessation of provision of services: /
- Regulatory institution of member-state: Central Bank of Ireland
- iSwap Euro B.V.
- Netherlands
- 28.03.2019
- Company headquarters: Kingsfordweg 151, 7th floor
- Authorisation to provide services: A8, C4
- Cessation of provision of services: /
- Regulatory institution of member-state: Dutch Authority for the Financial Markets
- J.P. Morgan Dublin Public Limited Company
- Irska
- 28.03.2019
- Company headquarters: 200 Capital Dock, 79 Sir John Rogerson's Quay
- Authorisation to provide services: A2, A3, A7, B4, B6, C1, C2
- Cessation of provision of services: /
- Regulatory institution of member-state: Central Bank of Ireland
- Optimise Wealth Management Ltd
- United Kingdom
- 27.03.2019
- Company headquarters: 34 Lincoln Road
- Authorisation to provide services: A1, A5, B3, B4, B5, C1, C3
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- EXELCIUS PRIME LTD
- Cyprus
- 26.03.2019
- Company headquarters: Mattheos Mattheou 5, Agios Athanasios
- Authorisation to provide services: A1, A2, A4, B1, B2, B4, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
- Cessation of provision of services: /
- Regulatory institution of member-state: Cyprus Securities and Exchange Commission
- Towers Watson Netherlands B.V.
- Netherlands
- 26.03.2019
- Company headquarters: Prof. E.M. Meijerslaan 5
- Authorisation to provide services: A1, A5, B3, B5, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10, C11
- Cessation of provision of services: /
- Regulatory institution of member-state: AFM
- Mizuho Securities Europe GmbH
- Nemčija
- 25.03.2019
- Company headquarters: Taunustor 1
- Authorisation to provide services: A1, A2, A3, A5, A6, A7, B1, B3, B4, B5, B6, C1, C2, C3, C4, C8
- Cessation of provision of services: /
- Regulatory institution of member-state: BaFin
- Jane Street Netherlands B.V.
- Netherlands
- 25.03.2019
- Company headquarters: WTC H-Tower Zuidplein 36
- Authorisation to provide services: A3, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10, C11
- Cessation of provision of services: /
- Regulatory institution of member-state: AFM
- HRTEU LIMITED
- Irska
- 25.03.2019
- Company headquarters: Suite 115, The Brickhouse Block 1, Clanwilliam Court, Mount Street Lower
- Authorisation to provide services: A3, C1, C4
- Cessation of provision of services: /
- Regulatory institution of member-state: Central Bank of Ireland
- Unifinanz Trust reg.
- Liechtenstein
- 22.03.2019
- Company headquarters: Austrasse 79
- Authorisation to provide services: A1, A2, A4, A5, B3, B5, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10, C11
- Cessation of provision of services: /
- Regulatory institution of member-state: Financial Market Authority
- Harwood Private Capital LLP
- United Kingdom
- 22.03.2019
- Company headquarters: 6 Stratton Street
- Authorisation to provide services: A1, A2, A5, A6, A7, B3, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- BOSON ALFA LTD
- Cyprus
- 20.03.2019
- Company headquarters: 54, Vasileos Georgiou A. Str., Galatex Beach Center, Block E2, Office 46, Potamos Germasogeias
- Authorisation to provide services: A1, A2, A4, A5, B1, B1, B4, B5, C1, C2, C3, C4, C5, C6, C7, C8
- Cessation of provision of services: /
- Regulatory institution of member-state: Cyprus Securities and Exchange Commission
- Goldman Sachs Europe SE
- Nemčija
- 20.03.2019
- Company headquarters: Friedrich-Ebert-Anlage 49
- Authorisation to provide services: A1, A2, A3, A5, A6, A7, B1, B2, B3, B4, B5, B6, B7, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
- Cessation of provision of services: 16.01.2020
- Regulatory institution of member-state: BaFin
- SMBC Nikko Capital Markets Europe GmbH
- Nemčija
- 20.03.2019
- Company headquarters: Neue Mainzer Str. 52-58
- Authorisation to provide services: A1, A2, A3, A5, A6, A7, B3, B4, B5, B6, B7, C1, C2, C4, C5, C6, C7, C8, C9, C10
- Cessation of provision of services: /
- Regulatory institution of member-state: BaFin
- Infinito Positivo Ltd
- United Kingdom
- 19.03.2019
- Company headquarters: 17 Queensmill Road
- Authorisation to provide services: A5, B7, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- Cboe Europe B.V.
- Netherlands
- 13.03.2019
- Company headquarters: The NoMa House, Gustav Mahlerlaan 1212
- Authorisation to provide services: A8, C1
- Cessation of provision of services: /
- Regulatory institution of member-state: Dutch Authority for the Financial Markets
- Global Shares Execution Sevice Limited
- Malta
- 13.03.2019
- Company headquarters: 171, Old bakery Street
- Authorisation to provide services: A1, B1, C1
- Cessation of provision of services: /
- Regulatory institution of member-state: Malta Financial Services Authority
- CME Amsterdam B.V.
- Netherlands
- 11.03.2019
- Company headquarters: Nieuwezijds Voorburgwal 104
- Authorisation to provide services: A8, C4, C10
- Cessation of provision of services: /
- Regulatory institution of member-state: Dutch Authority for the Financial Markets
- CME Investment Firm B.V.
- Netherlands
- 11.03.2019
- Company headquarters: Nieuwezijds Voorburgwal 104
- Authorisation to provide services: A1, A2, C2, C4, C9, C10
- Cessation of provision of services: /
- Regulatory institution of member-state: AFM
- Marex Spectron Europe Limited
- Irska
- 11.03.2019
- Company headquarters: 10 Earlsfort Terrace
- Authorisation to provide services: A1, A2, A9, C4, C5, C6, C7, C10, C11
- Cessation of provision of services: /
- Regulatory institution of member-state: Central Bank of Ireland
- Turquoise Global Holdings Europe B.V.
- Netherlands
- 07.03.2019
- Company headquarters: Keizersgracht 679-689, Fourth floor
- Authorisation to provide services: A8, C1, C3
- Cessation of provision of services: /
- Regulatory institution of member-state: Dutch Authority for the Financial Markets
- GRIFFIN MARKETS EUROPE SAS
- France
- 06.03.2019
- Company headquarters: 2 Rue Blaise Desgoffe
- Authorisation to provide services: A9, C4, C5, C6, C7, C8, C9, C11
- Cessation of provision of services: /
- Regulatory institution of member-state: Autorité de Contrôle Prudentiel et de
- UBS Fund Management S.A.
- Luxembourg
- 04.03.2019
- Company headquarters: 33A, Avenue J.f. Kennedy, B.P 91
- Authorisation to provide services: A1
- Cessation of provision of services: /
- Regulatory institution of member-state: CSSF
- Jefferies GmbH
- Nemčija
- 28.02.2019
- Company headquarters: Bockenheimer Landstrasse 24
- Authorisation to provide services: A1, A2, A3, A5, A6, A7, B3, B5, B6, C1, C2, C3, C4, C5, C10
- Cessation of provision of services: /
- Regulatory institution of member-state: BaFin
- Poyry Capital Limited
- United Kingdom
- 28.02.2019
- Company headquarters: 21st Floor Portland House Bressenden Place
- Authorisation to provide services: A1, A5, B3, B5, C1
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- MarketAxess NL B.V.
- Netherlands
- 26.02.2019
- Company headquarters: Herengracht 280
- Authorisation to provide services: A8, C1, C2
- Cessation of provision of services: /
- Regulatory institution of member-state: Dutch Authority for the Financial Markets
- Tower Research Capital Europe B.V.
- Netherlands
- 26.02.2019
- Company headquarters: Strawinskylaan 631
- Authorisation to provide services: A3, C1, C2, C3, C4, C5, C6, C7, C8, C10
- Cessation of provision of services: /
- Regulatory institution of member-state: AFM
- Vertis Environmental Financial Ltd
- Hungary
- 22.02.2019
- Company headquarters: Csörsz utca 45,
- Authorisation to provide services: A3, A5, B4, B5, C4, C11
- Cessation of provision of services: /
- Regulatory institution of member-state: National Bank of Hungary
- BlueCove Limited
- United Kingdom
- 22.02.2019
- Company headquarters: 10 New Burlington Street
- Authorisation to provide services: A1, A2, A4, A5, B4, B5, B7, C1, C2, C3, C4, C5, C6, C8, C9
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- Vermeer Investment Management Ltd
- United Kingdom
- 19.02.2019
- Company headquarters: 130 Jermyn Street
- Authorisation to provide services: A1, A2, A4, A5, B4, B5, C1, C2, C3, C4
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- BN & Partners Capital AG
- Nemčija
- 18.02.2019
- Company headquarters: Steinstrasse 33
- Authorisation to provide services: A1, A5, C1, C2, C3
- Cessation of provision of services: /
- Regulatory institution of member-state: BaFin
- MTS S.p.A.
- Italija
- 15.02.2019
- Company headquarters: Via Tomacelli 146
- Authorisation to provide services: A8
- Cessation of provision of services: /
- Regulatory institution of member-state: CONSOB
- Wells Fargo Asset Management (International) Limited
- United Kingdom
- 07.02.2019
- Company headquarters: 33 King William Street
- Authorisation to provide services: A1, A2, A4, A5, A7, B4, B5, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- Anchor International Partners Limited
- United Kingdom
- 07.02.2019
- Company headquarters: St. Vincent House, 30 Orange Street
- Authorisation to provide services: A5, B3, C1, C2, C3, C4, C8, C9, C10
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- DIAMAN Partners Ltd
- Malta
- 06.02.2019
- Company headquarters: 259, St. Paul Street
- Authorisation to provide services: A1, A2, A4, A5, A7, B1, B4, B5, C1, C2, C3, C4, C5, C8, C9
- Cessation of provision of services: /
- Regulatory institution of member-state: Malta Financial Services Authority
- NEO CAPITAL MARKETS, S.V., S.A.U.
- Spain
- 05.02.2019
- Company headquarters: C/Comte Urgell 143, pl. 6 (delantera)
- Authorisation to provide services: A3, A5, B4, C4
- Cessation of provision of services: /
- Regulatory institution of member-state: Comisión Nacional del Mercado de Valores
- Sanford C. Bernstein Ireland Limited
- Irska
- 01.02.2019
- Company headquarters: 4 Earlsfort Terrace
- Authorisation to provide services: A1, B5, C1, C4
- Cessation of provision of services: /
- Regulatory institution of member-state: Central Bank of Ireland
- Bloomberg Trading Facility B.V.
- Netherlands
- 31.01.2019
- Company headquarters: Gebouw Byzantium, Stadhouderskade 14G
- Authorisation to provide services: A8, C1, C2, C3, C4, C8, C9, C10
- Cessation of provision of services: /
- Regulatory institution of member-state: Dutch Authority for the Financial Markets
- RBC Capital Markets (Europe) GmbH
- Nemčija
- 30.01.2019
- Company headquarters: Taunusanlage 17
- Authorisation to provide services: A1, A2, A3, A5, A6, A7, B3, B4, B5, B6, C1, C2
- Cessation of provision of services: /
- Regulatory institution of member-state: BaFin
- FIMA Securities Ltd.
- Hrvaška
- 30.01.2019
- Company headquarters: Vrazova 25
- Authorisation to provide services: A1, A2, A3, A4, A5, A7, B1, B3, B4, B5, C1
- Cessation of provision of services: /
- Regulatory institution of member-state: Croatian Financial Services Supervisory Agency
- D.T.Direct Investment Hub Ltd
- Cyprus
- 28.01.2019
- Company headquarters: 74 Archiepiskopou Makariou C, Amaraton Court, 2nd Floor, Mesa Getonia
- Authorisation to provide services: A1, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
- Cessation of provision of services: /
- Regulatory institution of member-state: Cyprus Securities and Exchange Commission
- MUFG Securities (Europe
- Netherlands
- 28.01.2019
- Company headquarters: World Trade Centre Amsterdam, Strawinskylaan 1887
- Authorisation to provide services: A1, A2, A3, A5, A6, A7, B1, B2, B3, B4, B5, B6, B7, C1, C2, C3, C4, C8, C9, C10
- Cessation of provision of services: /
- Regulatory institution of member-state: Dutch Authority for the Financial Markets
- KKR Credit Advisors (Ireland) Unlimited Company
- Irska
- 25.01.2019
- Company headquarters: 75 St Stephen's Green
- Authorisation to provide services: A1, A4, A5, A7, C1, C2, C3, C4, C8, C9
- Cessation of provision of services: /
- Regulatory institution of member-state: Central Bank of Ireland
- Continental Capital Markets Limited
- United Kingdom
- 25.01.2019
- Company headquarters: A M P House Dingwall Road
- Authorisation to provide services: A1, A2, A3, C1, C2, C3
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- Tradeweb EU BV
- Netherlands
- 15.01.2019
- Company headquarters: Antonio Vivaldistraat 50
- Authorisation to provide services: A8, A9, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
- Cessation of provision of services: /
- Regulatory institution of member-state: Dutch Authority for the Financial Markets (AFM)
- Goldman Sachs Paris Inc. et Cie
- France
- 14.01.2019
- Company headquarters: 5 avenue Kléber,
- Authorisation to provide services: A1, A3, A5, A6, A7, B3, B4, B5, B6, B7, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
- Cessation of provision of services: /
- Regulatory institution of member-state: ACPR
- Credit Suisse Securities, Sociedad De Valores, S. A.
- Spain
- 11.01.2019
- Company headquarters: Ayala 42, 3a Planta B
- Authorisation to provide services: A1, A2, A3, A5, A6, A7, B1, B2, B3, B4, B5, B6, B7, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
- Cessation of provision of services: /
- Regulatory institution of member-state: CNMV
- Oval Money Limited
- United Kingdom
- 08.01.2019
- Company headquarters: Flat G 88 Philbeach Gardens
- Authorisation to provide services: A1, A7, C1, C2, C3
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- WELLS FARGO ASSET MANAGEMENT LUXEMBOURG S. A.
- Luxembourg
- 07.01.2019
- Company headquarters: 33, rue de Gasperich
- Authorisation to provide services: A1, B1
- Cessation of provision of services: /
- Regulatory institution of member-state: CSSF
- Barker Poland Asset Management LLP
- United Kingdom
- 21.12.2018
- Company headquarters: Old Change House 128 Queen Victoria Street
- Authorisation to provide services: A1, A4, A5, C1, C2, C3
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- Pershing Securities International Limited
- Irska
- 21.12.2018
- Company headquarters: Riverside Two, Sir John Rogerson's Quay, Grand Canal Dock
- Authorisation to provide services: A2, B1, B4, C1, C3, C4
- Cessation of provision of services: /
- Regulatory institution of member-state: Central Bank of Ireland
- Natixis Investment Managers UK Limited
- United Kingdom
- 20.12.2018
- Company headquarters: 1 Carter Lane
- Authorisation to provide services: A1, A5, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- Baillie Gifford Investment Management (Europe) Limited
- Irska
- 20.12.2018
- Company headquarters: 4/5 School House Lane East
- Authorisation to provide services: A1, A2, A4, A5, B6, C1, C2, C3, C4, C10
- Cessation of provision of services: /
- Regulatory institution of member-state: Central Bank of Ireland
- Amundi (UK) Ltd
- United Kingdom
- 20.12.2018
- Company headquarters: 41 Lothbury
- Authorisation to provide services: A4, A5, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- Walker Crips Stockbrokers Ltd
- United Kingdom
- 20.12.2018
- Company headquarters: Old Change House 128 Queen Victoria Street
- Authorisation to provide services: A1, A2, A3, A4, A5, A6, A7, B1, C1, C2, C3, C4, C5, C6, C9
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- AlphaNi Limited
- United Kingdom
- 19.12.2018
- Company headquarters: 53 Enmore Gardens
- Authorisation to provide services: A1, A5, B3, B5, C1, C2, C4, C5, C6, C7, C8, C9, C10
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- Computershare Investor Services (Ireland) Limited
- Irska
- 18.12.2018
- Company headquarters: 3100 Lake Drive, Citywest Business Campus
- Authorisation to provide services: A1, B1, C1, C2, C3
- Cessation of provision of services: /
- Regulatory institution of member-state: Central Bank of Ireland
- Pension Advice Specialists Limited
- United Kingdom
- 18.12.2018
- Company headquarters: Stafford Court 145 Washway Road Sale
- Authorisation to provide services: A1, A5, B3, B4, B5, C1, C3
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- Citigroup Global Markets Europe AG
- Nemčija
- 17.12.2018
- Company headquarters: Reuteweg 16
- Authorisation to provide services: A1, A2, A3, A4, A5, A6, A7, B1, B2, B3, B4, B5, B6, B7, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10, C11
- Cessation of provision of services: /
- Regulatory institution of member-state: BaFin
- PROSPERGATE CAPITAL LTD
- Cyprus
- 13.12.2018
- Company headquarters: Filiou Zannetou 2,
- Authorisation to provide services: A4, C1, C2, C3, C4, C5
- Cessation of provision of services: /
- Regulatory institution of member-state: Cyprus Securities and Exchange Commission
- LGT Impact Investment Advisors UK LLP
- United Kingdom
- 13.12.2018
- Company headquarters: 1 St. James's Market
- Authorisation to provide services: A1, A5, B4, B5, C1, C2, C3, C4, C5, C6, C7, C8, C9
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- HF Markets (UK) Limited
- United Kingdom
- 13.12.2018
- Company headquarters: 495 Green Lanes
- Authorisation to provide services: A1, A2, A3, B4, C1, C4, C9
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- FIL (Luxembourg) S.A.
- Luxembourg
- 12.12.2018
- Company headquarters: 2A, rue Albert Borschette L-1246 Luxembourg (Adresse Postale: B.P. 2174, L-1021 Luxembourg)
- Authorisation to provide services: A1, A2, A4, A5, B4, B5, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10, C11
- Cessation of provision of services: /
- Regulatory institution of member-state: CSSF
- Resolution Compliance Limited
- United Kingdom
- 06.12.2018
- Company headquarters: 12-16 Addiscombe Road
- Authorisation to provide services: A1, C1, C2, C3, C4, C8, C10
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- IC Markets (EU) Ltd
- Cyprus
- 06.12.2018
- Company headquarters: 141 Omonoias Avenue, The Maritime Centre, Block B, 1st Floor
- Authorisation to provide services: A1, A2, A3, B1, B2, B4, C1, C9
- Cessation of provision of services: /
- Regulatory institution of member-state: Cyprus Securities and Exchange Commission
- Capital Com (UK) Limited
- United Kingdom
- 06.12.2018
- Company headquarters: Fourth Floor 64-65 Vincent Square
- Authorisation to provide services: A1, A2, B1, B2, B4, B5, C1, C3, C4, C5, C6, C7, C8, C9, C10
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- Daiwa Capital Markets Deutschland GmbH
- Nemčija
- 05.12.2018
- Company headquarters: Neue Mainzer Strase 1
- Authorisation to provide services: A1, A2, A3, A5, A6, A7, B4, B5, B6, C1, C2, C3, C4, C8, C9
- Cessation of provision of services: /
- Regulatory institution of member-state: BaFin
- BofA Securities Europe SA
- France
- 04.12.2018
- Company headquarters: 51 rue la Boétie
- Authorisation to provide services: A1, A2, A3, A5, A6, A7, B1, B2, B3, B4, B5, B6, B7, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
- Cessation of provision of services: /
- Regulatory institution of member-state: Autorité de Contrôle Prudentiel et de Résolution
- Nutmeg Saving and Investment Limited
- United Kingdom
- 29.11.2018
- Company headquarters: Unit 201 Vox Studios 1-45 Durham Street
- Authorisation to provide services: A1, A2, A4, A5, B1, B4, B5, C1, C2, C3
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- CWG Markets Ltd
- United Kingdom
- 23.11.2018
- Company headquarters: 1 Coldbath Square
- Authorisation to provide services: A1, A2, A3, B4, C1, C4, C5, C6, C7, C8, C9, C10
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- Citadel Securities GCS (Ireland) Limited
- Irska
- 16.11.2018
- Company headquarters: 1 Grand Canal Square
- Authorisation to provide services: A2, A3, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
- Cessation of provision of services: /
- Regulatory institution of member-state: Central Bank of Ireland
- IG Europe GmbH
- Nemčija
- 15.11.2018
- Company headquarters: Westhafenplatz 1
- Authorisation to provide services: A1, A2, A3, B1, B4, B5, B7, C1, C4, C5, C6, C9, C10
- Cessation of provision of services: /
- Regulatory institution of member-state: BaFin
- TSSP Europe, LLP
- United Kingdom
- 13.11.2018
- Company headquarters: Park House 116 Park Street
- Authorisation to provide services: A1, A5, B3, B5, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- Avalon Capital Partners Limited
- United Kingdom
- 12.11.2018
- Company headquarters: 4th Floor 130 Wood Street
- Authorisation to provide services: A1, A2, A3, A5, B5, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- Odesos 33 EAD
- Bulgaria
- 08.11.2018
- Company headquarters: 2 Maria Luiza Blvd, level 5, office 5,
- Authorisation to provide services: A1, A2, A1, A2, A4, A5, C1, C2, C3, C4, C5, C6, C7, C8, C9
- Cessation of provision of services: 27.10.2020
- Regulatory institution of member-state: Financial Supervision Commission
- Cantor Fitzgerald Ireland Limited
- Irska
- 06.11.2018
- Company headquarters: 75 St. Stephen's Green
- Authorisation to provide services: A1, A2, A3, A5, A6, A7, B1, B2, B3, B4, B5, B6, B7, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
- Cessation of provision of services: /
- Regulatory institution of member-state: Central Bank of Ireland
- Nomura Financial Products Europe GmbH
- Nemčija
- 05.11.2018
- Company headquarters: Rathenauplatz 1
- Authorisation to provide services: A1, A2, A3, A4, A5, A6, A7, B1, B2, B3, B4, B5, B6, B7, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
- Cessation of provision of services: /
- Regulatory institution of member-state: BaFin
- KIT Finance Brokers Ltd
- Cyprus
- 30.10.2018
- Company headquarters: 18, Maximos Michaelides Str., Maximos Plaza, Tower II, 1st Floor Section B, Neapolis
- Authorisation to provide services: A1, A2, A3, B1, B2, B4, B7, C1, C2, C3, C4, C5, C6, C7, C8
- Cessation of provision of services: 28.08.2019
- Regulatory institution of member-state: Cyprus Securities and Exchange Commission
- Morgan Stanley Europe SE
- Nemčija
- 30.10.2018
- Company headquarters: Grosse Gallusstrasse 18
- Authorisation to provide services: A1, A2, A3, A5, A6, A7, B2, B3, B4, B5, B6, B7, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10, C11
- Cessation of provision of services: /
- Regulatory institution of member-state: BaFin
- X SPOT MARKETS (EU) LTD
- Cyprus
- 26.10.2018
- Company headquarters: 201 Office, 3rd floor, 68 Spyrou Kyprianou, Kato Polemidia
- Authorisation to provide services: A1, A2, A4, A5, B1, B2, B4, B5, C1, C2, C3, C9
- Cessation of provision of services: /
- Regulatory institution of member-state: Cyprus Securities and Exchange Commission
- Franx B.V.
- Netherlands
- 23.10.2018
- Company headquarters: Hogehilweg 5-L
- Authorisation to provide services: A2, A3, B1, B4, C4
- Cessation of provision of services: /
- Regulatory institution of member-state: Dutch Authority for the Financial Markets
- XCAP Limited
- United Kingdom
- 19.10.2018
- Company headquarters: 28 Leman Street 2nd Floor
- Authorisation to provide services: A5, C1, C2, C4, C5, C6, C7, C8, C9, C10
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- Assure Hedge (UK) Limited
- United Kingdom
- 16.10.2018
- Company headquarters: 46 Syon Lane Isleworth
- Authorisation to provide services: A1, A3, C4
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- Direct Trading Technologies UK Ltd
- United Kingdom
- 10.10.2018
- Company headquarters: 69 King William Street
- Authorisation to provide services: A1, A2, C1, C4, C9
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- Liquidity Finder Limited
- United Kingdom
- 10.10.2018
- Company headquarters: 28 Albert Square
- Authorisation to provide services: A1, C1, C2, C4, C5, C6, C7, C8, C9, C10
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- Calamatta Cuschieri Investment Services Limited
- Malta
- 08.10.2018
- Company headquarters: Evropa Business Centre, Triq Dun Karm
- Authorisation to provide services: A1, A2, A7, B1, C1, C2, C3
- Cessation of provision of services: /
- Regulatory institution of member-state: Malta FSA
- S. L. Capital Services Ltd
- Cyprus
- 03.10.2018
- Company headquarters: 109 Griva Digeni, Aegeon court. 3rd floor
- Authorisation to provide services: A1, A2, B1, B4, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
- Cessation of provision of services: 07.08.2019
- Regulatory institution of member-state: Cyprus Securities and Exchange Commission
- Fearnley Securities AS
- Norway
- 27.09.2018
- Company headquarters: Grev Wedels plass 9, P.O. BOX 1158 Sentrum
- Authorisation to provide services: A1, A2, A3, A5, A6, A7, B1, B2, B3, B4, B5, B6, C1, C2, C3, C4
- Cessation of provision of services: /
- Regulatory institution of member-state: FINANSTILSYNET
- MAGNUM FX (CYPRUS) LTD
- Cyprus
- 24.09.2018
- Company headquarters: Agias Fylaxeos 1, 2nd Floor
- Authorisation to provide services: A1, A2, B1, B2, B4, C9
- Cessation of provision of services: /
- Regulatory institution of member-state: Cyprus Securities and Exchange Commission
- Killik & Co LLP
- United Kingdom
- 20.09.2018
- Company headquarters: 46 Grosvenor Street
- Authorisation to provide services: A1, A2, A4, A5, B4, C1, C2, C3, C4, C9
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- TigerWit Limited
- United Kingdom
- 17.09.2018
- Company headquarters: 7th Floor Augustine House 6a Austin Friars
- Authorisation to provide services: A1, A2, A3, B4, C1, C4, C5, C9
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- BOS Wealth Management Europe SA
- Luxembourg
- 17.09.2018
- Company headquarters: 33 rue Sainte Zithe
- Authorisation to provide services: A1, A4, A5, B5, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10, C11
- Cessation of provision of services: /
- Regulatory institution of member-state: CSSF
- Downing LLP
- United Kingdom
- 17.09.2018
- Company headquarters: St. Magnus House 3 Lower Thames Street
- Authorisation to provide services: A1, A2, A4, C1, C3
- Cessation of provision of services: 28.08.2019
- Regulatory institution of member-state: Financial Conduct Authority
- VDX Limited
- United Kingdom
- 17.09.2018
- Company headquarters: 4 Lombard Street London
- Authorisation to provide services: A1, A2, B4, B7, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- Atairos Management UK, LLP
- United Kingdom
- 05.09.2018
- Company headquarters: 1st Floor 17 Duke of York Street
- Authorisation to provide services: A1, A5, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- Tilney Discretionary Investment Management Limited
- United Kingdom
- 31.08.2018
- Company headquarters: The Observatory Western Road Bracknell
- Authorisation to provide services: A1, A2, A4, A5, C1, C2, C3, C4
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- AMP Global Ltd
- Cyprus
- 30.08.2018
- Company headquarters: Ayiou Athanasiou Avenue, Kaminion Street 1, 2nd floor
- Authorisation to provide services: A1, A2, A3, B1, B2, B4, C4, C5, C6, C9
- Cessation of provision of services: /
- Regulatory institution of member-state: Cyprus Securities and Exchange Commission
- GMSA Investments Limited
- United Kingdom
- 29.08.2018
- Company headquarters: 66 Grosvenor St
- Authorisation to provide services: A1, A2, A3, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- Franklin Templeton Fund Management Limited
- United Kingdom
- 17.08.2018
- Company headquarters: 2nd Floor, Toronto Square Infirmary Street Leeds
- Authorisation to provide services: A1, A2, A4, A7, C1, C3, C4, C5, C6, C8, C9
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- EddieUK Limited
- United Kingdom
- 15.08.2018
- Company headquarters: 3 Beeston Place
- Authorisation to provide services: A1, A2, A3, C1, C3
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- Heptagon Capital Limited
- Malta
- 26.07.2018
- Company headquarters: 171, Old Bakery Street
- Authorisation to provide services: A4, A5, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
- Cessation of provision of services: /
- Regulatory institution of member-state: Malta Financial Services Authority
- Aurorae Limited
- United Kingdom
- 16.07.2018
- Company headquarters: 38 North Audley Street
- Authorisation to provide services: A1, A5, B2, B3, B5, B6, B7, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- GBE CAPITAL LIMITED
- United Kingdom
- 10.07.2018
- Company headquarters: Suite 31 St Clements House 12 Leyden Street
- Authorisation to provide services: A1, A2, A5, A7, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- Everest Research Limited
- United Kingdom
- 09.07.2018
- Company headquarters: 6 Froxmere Close Solihull West Midlands
- Authorisation to provide services: A1, A5, B5, C1, C2, C4, C8
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- ISEC WEALTH MANAGEMENT LIMITED
- Cyprus
- 06.07.2018
- Company headquarters: 254 Arch. Leontiou A, Maximos Court, 3th floor,
- Authorisation to provide services: A4, B1, B2, B4, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
- Cessation of provision of services: /
- Regulatory institution of member-state: Cyprus Securities and Exchange Commission
- Standard Advisory Services Limited
- Malta
- 05.07.2018
- Company headquarters: 171, Old Bakery Street
- Authorisation to provide services: A4, A5, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
- Cessation of provision of services: /
- Regulatory institution of member-state: Malta FSA
- STJ ADVISORS GROUP LIMITED
- United Kingdom
- 05.07.2018
- Company headquarters: Floor 1 Eagle House, 108-110 Jermyn Street
- Authorisation to provide services: A1, A5, B3, B5, B6, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- Globesco Capital Ltd
- Cyprus
- 03.07.2018
- Company headquarters: Kennedy 16, 2nd floor
- Authorisation to provide services: A1, A2, A3, B1, B2, B4, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
- Cessation of provision of services: 07.08.2019
- Regulatory institution of member-state: Cyprus Securities and Exchange Commission
- Nextmarket Trading Limited
- Malta
- 26.06.2018
- Company headquarters: Portomaso Business Tower, Level 19
- Authorisation to provide services: A1, A2, A3, A4, A5, C1, C2, C3, C4, C5, C6, C7, C9, C10
- Cessation of provision of services: /
- Regulatory institution of member-state: Malta Financial Services Authority
- 360 F-Insight Limited
- United Kingdom
- 12.06.2018
- Company headquarters: 29 Gloucester Place
- Authorisation to provide services: A1, A2, A4, A5, B5, C1, C2, C3
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- Brandes Investment Partners (Europe) Limited
- Irska
- 11.06.2018
- Company headquarters: 36 Lower Baggot Street
- Authorisation to provide services: A1
- Cessation of provision of services: /
- Regulatory institution of member-state: Central Bank of Ireland
- Skilling Limited
- Cyprus
- 06.06.2018
- Company headquarters: 62 Athalassis Avenue, Flat 22, 2nd Floor
- Authorisation to provide services: A1, A2, A3, A4, B1, B2, B4, B5, C9
- Cessation of provision of services: /
- Regulatory institution of member-state: Cyprus Securities and Exchange Commission
- Monecor (Europe) Limited
- Cyprus
- 04.06.2018
- Company headquarters: 62 Athallasas Avenue, Strovolos
- Authorisation to provide services: A1, A2, A5, B1, B2, B4, C9
- Cessation of provision of services: /
- Regulatory institution of member-state: Cyprus Securities and Exchange Commission
- Saranac Partners Limited
- United Kingdom
- 02.06.2018
- Company headquarters: 16 St. James's Street
- Authorisation to provide services: A1, A2, A4, A5, A7, B3, B4, B5, B7, C1, C2, C3, C4, C5, C6, C7, C9, C10
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- Advanced Markets (UK) Limited
- United Kingdom
- 30.05.2018
- Company headquarters: 4 Lombard Street
- Authorisation to provide services: A1, A2, A3, C4, C9
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- Apollo Asset Management Europe LLP
- United Kingdom
- 25.05.2018
- Company headquarters: 25 St. George Street
- Authorisation to provide services: A1, A2, A4, A5, B3, B4, B5, B6, B7, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- Apollo Asset Management Europe PC LLP
- United Kingdom
- 25.05.2018
- Company headquarters: 25 St. George Street
- Authorisation to provide services: A1, A2, A4, A5, B3, B4, B5, B6, B7, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- Dolfin Asset Services Limited
- Malta
- 24.05.2018
- Company headquarters: 89, Level 5, St. John's Street
- Authorisation to provide services: A1, A2, A7, B1, B4, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
- Cessation of provision of services: /
- Regulatory institution of member-state: Malta FSA
- A/S Global Risk Management Ltd. Fondsmaeglerselskab
- Denmark
- 21.05.2018
- Company headquarters: Strandvejen 7
- Authorisation to provide services: A1, A2, A3, A5, B2, B5, B7, C4, C5, C6, C10
- Cessation of provision of services: /
- Regulatory institution of member-state: Danish Financial Supervisory Authority
- Funderbeam Markets Limited
- United Kingdom
- 21.05.2018
- Company headquarters: 25 Eccleston Place London
- Authorisation to provide services: A1, A2, B1, B4, C1, C3
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- HPC Investment Partners Ltd
- United Kingdom
- 18.05.2018
- Company headquarters: 50 Cannon Street
- Authorisation to provide services: A1, A2, A3, A5, A7, B5, C1, C3, C4, C5
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- Intuitive Associates Limited
- United Kingdom
- 17.05.2018
- Company headquarters: Corner House Robey Close Linby Nottingham
- Authorisation to provide services: A1, A5, B5, C1, C3
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- FIIG International Limited
- Malta
- 16.05.2018
- Company headquarters: 171 Old Bakery Street
- Authorisation to provide services: A1, C1, C2
- Cessation of provision of services: 29.07.2019
- Regulatory institution of member-state: Malta Financial Services Authority
- Global Market Index Limited
- United Kingdom
- 09.05.2018
- Company headquarters: 125 Old Broad Street
- Authorisation to provide services: A1, A2, A3, C1, C8, C9
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- Redding Ridge Asset Management (UK) LLP
- United Kingdom
- 04.05.2018
- Company headquarters: 25 St. George Street
- Authorisation to provide services: A1, A2, A4, A5, A7, B3, B4, B5, B6, B7, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- TRADESTONE LIMITED
- Cyprus
- 04.05.2018
- Company headquarters: 89, VASILEOS GEORGIOU A', FLAT 101,
- Authorisation to provide services: A1, A2, A3, A4, A5, B1, B2, B4, B5, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
- Cessation of provision of services: /
- Regulatory institution of member-state: Cyprus Securities and Exchange Commission
- Clear Capital Management LLP
- United Kingdom
- 01.05.2018
- Company headquarters: 35 New Bridge Street
- Authorisation to provide services: A1, A2, A4, A5, B5, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
- Cessation of provision of services: 13.02.2020
- Regulatory institution of member-state: Financial Conduct Authority
- Willis Towers Watson Securities Europe Limited
- United Kingdom
- 01.05.2018
- Company headquarters: 51 Lime Street
- Authorisation to provide services: A1, A2, A5, A7, B3, B5, C1, C2, C3, C4
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- NFU Mutual Select Investments Limited
- United Kingdom
- 20.04.2018
- Company headquarters: Tiddington Road
- Authorisation to provide services: A1, A2, A3, B1, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- ABS Financial Planning Ltd
- United Kingdom
- 20.04.2018
- Company headquarters: 184 Portswood Road, Southampton
- Authorisation to provide services: A1, A5, C1, C3
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- State Street Europe Limited
- United Kingdom
- 17.04.2018
- Company headquarters: 20 Churchill Place, Canary Wharf
- Authorisation to provide services: A1, A2, A4, A5, B1, B2, B3, B4, B5, B6, B7, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- Theron Capital Advisors Limited
- United Kingdom
- 10.04.2018
- Company headquarters: 31 Meteor Street
- Authorisation to provide services: A1, A5, C1, C2, C3
- Cessation of provision of services: 08.10.2020
- Regulatory institution of member-state: Financial Conduct Authority
- N M Rothschild & Sons Ltd
- United Kingdom
- 09.04.2018
- Company headquarters: New Court, St Swithin's Lane
- Authorisation to provide services: A1, A5, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- Ardea Partners UK LLP
- United Kingdom
- 06.04.2018
- Company headquarters: 1 Fore Street Avenue
- Authorisation to provide services: A1, A5, B3, B4, B5, B7, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- The Private Office Limited
- United Kingdom
- 06.04.2018
- Company headquarters: 2 The Bourse
- Authorisation to provide services: A1, A5, B5, C1, C3
- Cessation of provision of services: 01.11.2019
- Regulatory institution of member-state: Financial Conduct Authority
- Venero Capital Advisors Ltd
- United Kingdom
- 05.04.2018
- Company headquarters: 20-22 Wenlock Road
- Authorisation to provide services: A1, A5, B3, B5, C1, C2, C3
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority
- Quantessence Financial Limited
- United Kingdom
- 04.04.2018
- Company headquarters: 33 Cannon Street
- Authorisation to provide services: A1, A2, A5, C1, C2, C3, C4, C8, C10
- Cessation of provision of services: 01.01.2021
- Regulatory institution of member-state: Financial Conduct Authority