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Investment firms and management companies

Excel

Authorisation to provide services:
2004/39/ES (MIFID) in 2014/65/ES (MiFID II)
93/22/EEC (ISD)
2009/65/ES (UCITS)

Company

Country

Date received

  • Funderbeam Markets AS
  • Estonia
  • 12.01.2021
  • Company headquarters: Harju maakond, Tallinn, Kesklinna linnaosa, Rotermanni tn 12,
  • Authorisation to provide services: A1, A2, A7, B1, B4, C1, C3
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Estonian Financial Supervision and Resolution Authority
  • OANDA Europe Markets Ltd
  • Malta
  • 05.01.2021
  • Company headquarters: 171, Old Bakery Street
  • Authorisation to provide services: A2, A3, C4, C5, C8, C9
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Malta Financial Services Authority (MFSA)
  • Global Reach Markets B.V.
  • Netherlands
  • 04.01.2021
  • Company headquarters: Strawinskylaan 4117
  • Authorisation to provide services: A1, A2, A3, A5, B4, C4, C9
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Dutch Authority for the Financial Markets
  • Interactive Brokers Ireland Limited
  • Irska
  • 23.12.2020
  • Company headquarters: 2 Dublin Landings North Wall Quay North Dock
  • Authorisation to provide services: A1, A2, A3, B1, B2, B4, B7, C1, C2, C3, C4, C5, C6, C7, C9, C10
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Central Bank of Ireland
  • Adams Street (Europe) GmbH
  • Nemčija
  • 22.12.2020
  • Company headquarters: Maximilianstrasse 13
  • Authorisation to provide services: A1, A5, C1, C3
  • Cessation of provision of services: /
  • Regulatory institution of member-state: BaFin
  • ActivTrades Europe S.A.
  • Luxembourg
  • 21.12.2020
  • FXCM EU LTD
  • Cyprus
  • 16.12.2020
  • Company headquarters: 2A Cheilonos Str., The Riverside Forum
  • Authorisation to provide services: C1, C2, B1, B2, B4, C1, C9
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Cyprus Securities and Exchange Commission
  • SF Financial Ltd
  • United Kingdom
  • 08.12.2020
  • Company headquarters: Tweed Horizons Newtown St. Boswells Melrose
  • Authorisation to provide services: A1, A5, B4, B5, C1, C3
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • Macquarie Capital France
  • France
  • 07.12.2020
  • Company headquarters: 41 Avenue George V
  • Authorisation to provide services: A1, A5, A6, A7, B3, B6, C1, C3
  • Cessation of provision of services: /
  • Regulatory institution of member-state: ACPR - BANQUE DE FRANCE
  • OTP Bank Plc
  • Hungary
  • 25.11.2020
  • Company headquarters: Nádor u. 16
  • Authorisation to provide services: A1, A2, A3, A4, A5, A6, A7, B1, B2, B3, B4, B5, B6, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Central Bank of Hungary
  • H.C.F.S. HIGH CAPITAL FINANCIAL SERVICES LTD
  • Cyprus
  • 20.11.2020
  • Company headquarters: Hermes Interlink Plaza, Leoforos Agiou Athanasiou 46, Suite 301a,
  • Authorisation to provide services: A1, A2, B1, B2, B4, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Cyprus Securities and Exchange Commission
  • European Brokerage House OOD
  • Bulgaria
  • 19.11.2020
  • Company headquarters: Vazrazhdane District, 33 Shar Planina Str., fl. 2, office 8
  • Authorisation to provide services: A1, A2, A3, B1, B4, B7, C9
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Financial Supervisoin Commission
  • Houlihan Lokey (Europe) GmbH
  • Nemčija
  • 17.11.2020
  • Company headquarters: Taunusanlage 1
  • Authorisation to provide services: A1, A5, B3, B5, C1, C2, C3, C4, C8, C9
  • Cessation of provision of services: /
  • Regulatory institution of member-state: BaFin
  • VM VITA MARKETS LTD
  • Cyprus
  • 12.11.2020
  • Company headquarters: Pindarou 14
  • Authorisation to provide services: A1, A2, A4, A5, B1, B2, B4, B5, B7, C1, C3, C4, C5, C6
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Cyprus Securities and Exchange Commission
  • Pepperstone EU Limited
  • Cyprus
  • 10.11.2020
  • Company headquarters: 363, 28th October Avenue, Metis Tower
  • Authorisation to provide services: A1, A2, A3, B1, B4, B5, C1, C4, C5, C9
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Cyprus Securities and Exchange Commision
  • PJT Partners Park Hill (Spain) A.V., S.A.U.
  • Spain
  • 22.10.2020
  • Company headquarters: Paseo de la Castellana, 41
  • Authorisation to provide services: A1, A5, B3, B5, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10, C11
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Comisión Nacional del Mercado de Valores
  • Alfa Capital Markets Ltd
  • Cyprus
  • 14.10.2020
  • Company headquarters: 3, Themistocles Dervis Street, Julia House, 4th Floor
  • Authorisation to provide services: A1, A2, A3, A6, A7, B1,B2, B3, B4, B5, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Cyprus Securities and Exchange Commission
  • Cowen Execution Services Limited
  • United Kingdom
  • 14.10.2020
  • Company headquarters: 11th Floor 1 Snowden Street
  • Authorisation to provide services: A1, A2, A3, A5, A7, B3, B4, B5, B6, C1, C2, C3, C4, C9
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • BLACKTOWER FINANCIAL MANAGEMENT (CYPRUS) LTD
  • Cyprus
  • 06.10.2020
  • Company headquarters: 18 Evagoras Papachristophorou, Petoussis Building, Office 401, 4th Floor,
  • Authorisation to provide services: A5, C3
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Cyprus Securities and Exchange Commission
  • GRANDIS SECURITIES LTD
  • Cyprus
  • 05.10.2020
  • Company headquarters: 18 Kyriakou Matsi, Victory Tower, Office 301, Ayioi Omologites
  • Authorisation to provide services: A1, A2, B1, B4, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Cyprus Securities and Exchange Commission
  • Archax Ltd
  • United Kingdom
  • 13.09.2020
  • Company headquarters: 125 Old Broad Street
  • Authorisation to provide services: A1, A2, A8, B1, C1, C2, C3
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • Madara Capital Management Ltd
  • United Kingdom
  • 10.09.2020
  • Company headquarters: One Canada Square 39th Floor
  • Authorisation to provide services: A1, A5, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • Lionheart Capital Markets Limited
  • United Kingdom
  • 10.09.2020
  • Company headquarters: 1 Fore Street Avenue
  • Authorisation to provide services: A1, A2, A3, B2, B4, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • Ardent Financial Limited
  • United Kingdom
  • 09.09.2020
  • Company headquarters: 16 Berkeley Street
  • Authorisation to provide services: A1, A2, A3, C1, C3, C4, C8, C9
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • FXCM Europe GmbH
  • Nemčija
  • 03.09.2020
  • Company headquarters: Nürnberger Straße 13
  • Authorisation to provide services: A1, A2, A3, B4, B5, C9
  • Cessation of provision of services: /
  • Regulatory institution of member-state: BaFin
  • TRIANGLEVIEW INVESTMENTS LTD
  • Cyprus
  • 06.08.2020
  • Company headquarters: Kristelina Tower, 12 Arch. Makarios III Avenue, Office 401, Mesa Geitonia
  • Authorisation to provide services: A1, A2, B1, B2, B4, C9
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Cyprus Securities and Exchange Commission
  • Polen Capital UK LLP
  • United Kingdom
  • 03.08.2020
  • Company headquarters: Ground Floor 45 Pall Mall
  • Authorisation to provide services: A1, A5, B5, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • Hoyl Independent Advisers Ltd
  • United Kingdom
  • 23.07.2020
  • Company headquarters: Upton House St Margarets Road Cromer
  • Authorisation to provide services: A1, A5, B5, C1, C3
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • CIGP (UK) Limited
  • United Kingdom
  • 17.07.2020
  • Company headquarters: 4th Floor, 139 Piccadilly
  • Authorisation to provide services: A1, A2, A4, A5, B3, B4, B5, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • Symmetria F.S. Ltd
  • Cyprus
  • 15.07.2020
  • Company headquarters: 4, Dorieon Street
  • Authorisation to provide services: A1, A5, B3, B5, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Cyprus Securities and Exchange Commission
  • MTS Prime Solutions Limited
  • United Kingdom
  • 13.07.2020
  • Company headquarters: 2-8 Scrutton Street
  • Authorisation to provide services: A1, A2, C4, C5, C6, C7, C9
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • Market Securities France SA
  • France
  • 01.07.2020
  • Quercus Real Assets Limited
  • United Kingdom
  • 30.06.2020
  • Company headquarters: 11 Albemarle Street
  • Authorisation to provide services: A1, A5, B3, B5, C1, C2, C3, C4, C5, C9
  • Cessation of provision of services: 12.11.2020
  • Regulatory institution of member-state: Financial Conduct Authority
  • Moneycorp Technologies Limited
  • Irska
  • 25.06.2020
  • Company headquarters: 24 Windsor Place
  • Authorisation to provide services: A1, A2, A3, B4, C4
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Central Bank of Ireland
  • Mitsui Bussan Commodities France S.A
  • France
  • 25.06.2020
  • Black Manta Capital Partners
  • Nemčija
  • 24.06.2020
  • Company headquarters: Rheinsberger Strasse 76/77
  • Authorisation to provide services: A1, C1
  • Cessation of provision of services: /
  • Regulatory institution of member-state: BaFin
  • FORTRADE CYPRUS LTD
  • Cyprus
  • 23.06.2020
  • Company headquarters: OFFICE 504, 79 ATHINON STREET
  • Authorisation to provide services: A1, A2, A3, B1, B2, B4, C6, C9
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Cyprus Securities and Exchange Commission
  • Cerberus European Capital Advisors, LLP
  • United Kingdom
  • 19.06.2020
  • Company headquarters: 5 Savile Row
  • Authorisation to provide services: A1, A5, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • CEX MARKETS LTD
  • Cyprus
  • 17.06.2020
  • Company headquarters: 13, KYPRANOROS STR., EVI BUILDING 1ST FLOOR, OFFICE 104
  • Authorisation to provide services: A1, A2, A3, B1, B4, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Cyprus Securities and Exchange Commission
  • IDAD Limited
  • United Kingdom
  • 10.06.2020
  • Company headquarters: Unit 2 Rotherbrook Court Bedford Road Petersfield
  • Authorisation to provide services: A1, A2, B7, C1, C2, C3, C4
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • Eurex Securities Transactions Services GmbH
  • Nemčija
  • 08.06.2020
  • Company headquarters: Mergenthalerallee 61
  • Authorisation to provide services: A2, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10, C11
  • Cessation of provision of services: /
  • Regulatory institution of member-state: BaFin
  • GK Wealth Ltd
  • United Kingdom
  • 05.06.2020
  • Company headquarters: 12 Hay Hill
  • Authorisation to provide services: A1, A5, B2, B3, B4, B5, B7, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • UGM SECURITIES LTD
  • Cyprus
  • 03.06.2020
  • Company headquarters: Spyrou Kyprianou 20, Flat/Office 102, Agioi Omologites
  • Authorisation to provide services: A1, A2, A5, B1, B4, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Cyprus Securities and Exchange Commission
  • VTC Europe B.V.
  • Netherlands
  • 03.06.2020
  • Company headquarters: Beursplein 5
  • Authorisation to provide services: A1, A2, A3, C1, C4, C9
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Dutch Authority for the Financial Markets
  • Novum Securities Limited
  • United Kingdom
  • 18.05.2020
  • Company headquarters: 8-10 Grosvenor Gardens
  • Authorisation to provide services: A1, A2, A4, A5, B4, C1, C2, C3, C4, C5, C9, C10
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • Autonomous Research LLP
  • United Kingdom
  • 07.05.2020
  • Company headquarters: 50 Berkeley Street
  • Authorisation to provide services: A1, A2, A3, A5, B4, B5, C1, C3, C4
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • EQT Credit UK Limited
  • United Kingdom
  • 05.05.2020
  • Company headquarters: 30 Broadwick Street
  • Authorisation to provide services: A1, A2, A4, A5, B3, B4, B5, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • N2 ASSET MANAGEMENT LIMITED
  • United Kingdom
  • 21.04.2020
  • Company headquarters: Windway Ropers Lane Poole
  • Authorisation to provide services: A1, A5, B5, C1, C3
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • GP Bullhound Asset Management Limited
  • United Kingdom
  • 15.04.2020
  • Company headquarters: 52 Jermyn Street
  • Authorisation to provide services: A1, C1, C2, C3, C4
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • Eastdil Secured International Ltd
  • United Kingdom
  • 06.04.2020
  • Company headquarters: Berkeley Square House 4-16 Berkeley Square
  • Authorisation to provide services: A1, A5, B3, C1, C3, C4
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • Perella Weinberg UK Limited
  • United Kingdom
  • 02.04.2020
  • Company headquarters: 20 Grafton Street
  • Authorisation to provide services: A1, A5, A7, B3, B5, C1, C2, C3, C4
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • TINV Ltd
  • United Kingdom
  • 31.03.2020
  • Company headquarters: The Tea Building 56 Shoreditch High Street
  • Authorisation to provide services: A1, A2, B1, C1, C3
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • LIQUID Asset Management GmbH
  • Nemčija
  • 19.03.2020
  • Company headquarters: Kurfurstendamm 177
  • Authorisation to provide services: A1, A2, A4, A5, B5, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10, C11
  • Cessation of provision of services: /
  • Regulatory institution of member-state: BaFin
  • Cambridge Associates (Germany) GmbH
  • Nemčija
  • 16.03.2020
  • Company headquarters: Suite 419, Leopoldstraße 23
  • Authorisation to provide services: A1, A2, A4, A5, B5, B7, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
  • Cessation of provision of services: /
  • Regulatory institution of member-state: BaFin
  • Regency Capital Group Ltd
  • United Kingdom
  • 11.03.2020
  • Company headquarters: 35 Berkeley Square Mayfair
  • Authorisation to provide services: A1, C1, C2, C3, C4, C5, C6, C7, C8, C9
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • AFEX Markets Europe Limited
  • Irska
  • 26.02.2020
  • Company headquarters: 120/121 Baggot St Lower
  • Authorisation to provide services: A1, A2, A3, A5, B4, C4
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Central Bank of Ireland
  • MENASECURITIES LIMITED
  • Cyprus
  • 25.02.2020
  • Company headquarters: Georgiou Kaningos 1, Pamelva Court, Office 104
  • Authorisation to provide services: A1, A2, B1, B2, B4, C9
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Cyprus Securities and Exchange Commission
  • Atlantic Equities Deutschland GmbH
  • Nemčija
  • 20.02.2020
  • Company headquarters: Maninzer Landstrasse 49
  • Authorisation to provide services: A1, A2, A5, B5, B7, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10, C11
  • Cessation of provision of services: /
  • Regulatory institution of member-state: BaFin
  • Lyxor International Asset Management
  • France
  • 18.02.2020
  • Company headquarters: 17 cours Valmy, Tours Société Générale
  • Authorisation to provide services: A1, B1, B2
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Autorité des Marchés Financiers (AMF)
  • AXIA Ventures Group Ltd
  • Cyprus
  • 13.02.2020
  • Company headquarters: 10 G. Kranidioti Str., Nice day House, Office 102
  • Authorisation to provide services: A1, A6, A7, B1, B3, B5, B6, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Cyprus Securities and Exchange Commission
  • Capital Solutions Advisory GmbH
  • Avstrija
  • 11.02.2020
  • Company headquarters: Ballhausgass3e/7
  • Authorisation to provide services: A1, A5, C1, C2, C3
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Austrian Financial Market Authority
  • Jellyfish Investments Ltd
  • United Kingdom
  • 09.02.2020
  • Company headquarters: 64 New Cavendish Street
  • Authorisation to provide services: A1, A2, A3, C1, C2, C3, C4, C8, C9, C10
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • Seccl Custody Limited
  • United Kingdom
  • 05.02.2020
  • Company headquarters: 5-7 Pulteney Mews Bath
  • Authorisation to provide services: A1, A2, B1, C1, C2, C3
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • Saveable Limited
  • United Kingdom
  • 27.01.2020
  • Company headquarters: Moorgate House, 5-8 Dysart Street
  • Authorisation to provide services: A1, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • DOO Clearing Limited
  • United Kingdom
  • 21.01.2020
  • Company headquarters: Suite G11 Birchin Court 20 Birchin Lane
  • Authorisation to provide services: A1, A2, C1, C4, C9
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • Crosslend GmbH
  • Nemčija
  • 19.01.2020
  • Company headquarters: Kemperplatz 1
  • Authorisation to provide services: A1, C1, C3
  • Cessation of provision of services: /
  • Regulatory institution of member-state: BaFin
  • AnaCap Financial Partners Limited
  • United Kingdom
  • 13.01.2020
  • Company headquarters: 1 Stephen Street
  • Authorisation to provide services: A1, A5, B3, C1, C3, C4
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • CHARLGATE LIMITED
  • Cyprus
  • 08.01.2020
  • Company headquarters: 319, 28th October Street, Kanika Business Center, Office 201B
  • Authorisation to provide services: A1, A2, B1, B2, B4, C6, C9
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Cyprus Securities and Exchange Commission
  • MARIANA UFP SAS
  • France
  • 08.01.2020
  • Company headquarters: 33 rue francois 1er
  • Authorisation to provide services: A1, A2, A5, B5, C1, C4
  • Cessation of provision of services: /
  • Regulatory institution of member-state: ACPR
  • JP Morgan Asset Management (Europe) S.à r.l.
  • Luxembourg
  • 02.01.2020
  • Hidden Road Partners CIV UK Ltd
  • United Kingdom
  • 20.12.2019
  • Company headquarters: Berkeley Square House 2nd Floor
  • Authorisation to provide services: A1, A2, A3, B1, B4, B7, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10, C11
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • Smith & Williamson Investment Services Limited
  • United Kingdom
  • 19.12.2019
  • Company headquarters: 25 Moorgate
  • Authorisation to provide services: A1, A2, A3, A4, A5, B1, B2, B4, C1, C2, C3, C4, C5, C6, C7, C9
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • Trinova Limited
  • United Kingdom
  • 17.12.2019
  • Company headquarters: 24 Lime Street
  • Authorisation to provide services: A1, A5, B5, C1, C3
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • First Capital Management Group GmbH
  • Nemčija
  • 17.12.2019
  • Company headquarters: Herzogstraße 60
  • Authorisation to provide services: A1, A2, A4, A5, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10, C11
  • Cessation of provision of services: /
  • Regulatory institution of member-state: BaFin
  • I.W.G INTERNATIONAL WEALTH GROUP LTD
  • Cyprus
  • 13.12.2019
  • Company headquarters: Soboh House 377, 6th floor, 28 October Street, Neapolis
  • Authorisation to provide services: A1, A4, A5, C1, C3
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Cyprus Securities and Exchange Commission
  • RAYMOND JAMES EURO EQUITIES
  • France
  • 11.12.2019
  • Company headquarters: 45 avenue George V
  • Authorisation to provide services: A1, A5, C1
  • Cessation of provision of services: /
  • Regulatory institution of member-state: ACPR
  • Arjan Capital Ltd
  • United Kingdom
  • 09.12.2019
  • Company headquarters: 96 Great Titchfield Street
  • Authorisation to provide services: A1, A5, B5, C1, C3, C4, C9
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • Luna Wealth Asset Management Ltd
  • Cyprus
  • 09.12.2019
  • Company headquarters: 20 Ionos Street, Floor 1, Flat 101
  • Authorisation to provide services: A1, A2, A3, A4, A5, B1, C1, C2, C3, C4, C5, C6, C7, C8
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Cyprus Securities and Exchange Commission
  • Capital Fund Management S.A.
  • France
  • 06.12.2019
  • Company headquarters: 23 rue de l'Université
  • Authorisation to provide services: A1, B1
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Autorité des Marchés Financiers (AMF)
  • Coactorii Finance AD
  • Bulgaria
  • 05.12.2019
  • Company headquarters: 1 Kozloduy Street, office 5, Central Region
  • Authorisation to provide services: A1, A5, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10, C11
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Financial Supervision Commission
  • Aon Hewitt (Ireland) Limited
  • Irska
  • 03.12.2019
  • Company headquarters: Iveagh Court 6 Harcourt Road
  • Authorisation to provide services: A1, A2, A5, A7, B3, B5, B6, C1, C2, C3, C4, C8, C10
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Central Bank of Ireland
  • Interactive Brokers Luxembourg SARL
  • Luxembourg
  • 22.11.2019
  • Company headquarters: 4 Rue Robert Stümper
  • Authorisation to provide services: A2, A3, B1, B2, B4, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10, C11
  • Cessation of provision of services: /
  • Regulatory institution of member-state: CSSF
  • AA Advisors Europe Limited
  • United Kingdom
  • 21.11.2019
  • Company headquarters: 82 Eaton Place
  • Authorisation to provide services: A1, C1, C3
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • Black Swan Capital B.V.
  • Netherlands
  • 14.11.2019
  • Company headquarters: Oude Molstraat 5F
  • Authorisation to provide services: A1, A5, C3
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Dutch Authority for the Financial Markets
  • Partner Bank AG
  • Avstrija
  • 12.11.2019
  • Company headquarters: Goethestrasse 1A
  • Authorisation to provide services: A1, A5, C1, C3
  • Cessation of provision of services: /
  • Regulatory institution of member-state: FMA
  • Hoxton Capital Management (UK) Ltd
  • United Kingdom
  • 11.11.2019
  • Company headquarters: Old Free School George Street
  • Authorisation to provide services: A1, A5, C3
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • Northern Trust Fund Managers (Ireland) Limited
  • Irska
  • 07.11.2019
  • Company headquarters: George's Court, 54-62 Townsend Street, Dublin 2
  • Authorisation to provide services: A1, B1
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Central Bank of Ireland
  • MF-Capital GmbH
  • Nemčija
  • 06.11.2019
  • Company headquarters: Bülowstrasse 27
  • Authorisation to provide services: A1, A5, C3
  • Cessation of provision of services: /
  • Regulatory institution of member-state: BaFin
  • Mirabella Malta Advisers Limited
  • Malta
  • 05.11.2019
  • Company headquarters: 12 Tigne Place, Suite 1/3, Tigne Street
  • Authorisation to provide services: A1, A5, A7, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Malta FSA
  • FIS Global Execution Services Limited
  • United Kingdom
  • 05.11.2019
  • Company headquarters: 25 Canada Square
  • Authorisation to provide services: A1, C1, C2, C3
  • Cessation of provision of services: 24.10.2020
  • Regulatory institution of member-state: Financial Conduct Authority
  • Apera Asset Management GmbH
  • Nemčija
  • 23.10.2019
  • Company headquarters: Ainmillerstrasse 11
  • Authorisation to provide services: A1, A5, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
  • Cessation of provision of services: /
  • Regulatory institution of member-state: BaFin
  • Manulife Investment Management (Ireland) Limited
  • Irska
  • 21.10.2019
  • Company headquarters: Second Floor, 5 Earlsfort Terrace
  • Authorisation to provide services: A1, B1
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Central Bank of Ireland
  • HUA REN (CYPRUS) FINANCIAL LIMITED
  • Cyprus
  • 18.10.2019
  • Company headquarters: 67, Franklin Roosvelt Avenue, Lima Carna Building, Office 101
  • Authorisation to provide services: A1, A2, B1, B2, B4, C9
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Cyprus Securities and Exchange Commission
  • ELITE SIM S.p.A.
  • Italija
  • 16.10.2019
  • Company headquarters: 6, Piazza degli Affari
  • Authorisation to provide services: A1, C1, C2, C3
  • Cessation of provision of services: /
  • Regulatory institution of member-state: CONSOB
  • R.J. O’Brien France S.A.S.
  • France
  • 11.10.2019
  • Company headquarters: 121 Avenue de Malakoff
  • Authorisation to provide services: A1, A2, C1, C4, C5, C6, C10
  • Cessation of provision of services: /
  • Regulatory institution of member-state: ACPR
  • Streams Financial Services Ltd
  • Cyprus
  • 09.10.2019
  • Company headquarters: 284 Makarios Avenue
  • Authorisation to provide services: A1, A2, B1, B2, B4, C9
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Cyprus Securities and Exchange Commission
  • Zenfinex Limited
  • United Kingdom
  • 08.10.2019
  • Company headquarters: Peel House 32-44 London Road
  • Authorisation to provide services: A1, A2, A3, B4, B7, C1, C4, C5, C9, C10
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • LBC Energy Advisory Limited
  • United Kingdom
  • 01.10.2019
  • Company headquarters: 40 Bank Street Canary Wharf
  • Authorisation to provide services: A1, A5, B2, B3, B4, B5, B6, C1, C2, C3, C4, C8, C9, C10
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • BDT & Company Europe GmbH
  • Nemčija
  • 30.09.2019
  • Company headquarters: Goethe strasse 34
  • Authorisation to provide services: A1, A2, A5, A7, B3, B4, B5, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
  • Cessation of provision of services: /
  • Regulatory institution of member-state: BaFin
  • Trading 212 UK Limited
  • United Kingdom
  • 30.09.2019
  • Company headquarters: 107 Cheapside
  • Authorisation to provide services: A1, A2, A3, B1, B4, B7, C1, C4, C5, C9
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • Savills Investment Management LLP
  • United Kingdom
  • 30.09.2019
  • Company headquarters: 33 Margaret Street
  • Authorisation to provide services: A1, A2, A4, A5, B7, C1, C2, C3, C4
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • Infinity International Limited
  • United Kingdom
  • 26.09.2019
  • Company headquarters: 25 Canada Square
  • Authorisation to provide services: A1, A2, A3, A5, B4, C4, C9
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • Intermediate Capital Group Benelux B.V.
  • Netherlands
  • 26.09.2019
  • Company headquarters: Paulus Potterstraat 20 2hg
  • Authorisation to provide services: A1, A2, A5, B5, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
  • Cessation of provision of services: /
  • Regulatory institution of member-state: www.afm.nl
  • Silverpeak LLP
  • United Kingdom
  • 26.09.2019
  • Company headquarters: 17 Hanover Square
  • Authorisation to provide services: A1, A5, B3, B5, C1, C2, C4
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • Fisher Investments Luxembourg, Sàrl
  • Luxembourg
  • 18.09.2019
  • Company headquarters: K2 Building, Forte 1, 2a rue Albert Borschette, Third Floor
  • Authorisation to provide services: A1, A4, A5, B5, B7, C1, C2, C3, C4
  • Cessation of provision of services: /
  • Regulatory institution of member-state: CSSF
  • ED & F MAN CAPITAL MARKETS CEEMA LIMITED
  • Cyprus
  • 16.09.2019
  • Company headquarters: 3rd Floor Victory House, Office 307, 205 Archbishop Makarios Avenue
  • Authorisation to provide services: A1, A2, A3, C4, C5, C6, C7, C10
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Cyprus Securities and Exchange Commission
  • Wells Fargo Securities Europe
  • France
  • 16.09.2019
  • Company headquarters: 42 rue Washington
  • Authorisation to provide services: A1, A2, A3, A5, A6, A7, B2, B3, B4, B5, B6, C1, C2, C3, C4, C5, C6, C7, C9
  • Cessation of provision of services: /
  • Regulatory institution of member-state: ACPR
  • CubicStone Capital Management Limited
  • United Kingdom
  • 12.09.2019
  • Company headquarters: Rignall House 5 The Garth Great Missenden
  • Authorisation to provide services: A1, A4, A5, A7, B2, B3, B4, B5, B6, B7, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • Hellostake Limited
  • United Kingdom
  • 12.09.2019
  • Company headquarters: 43a Cottenham Road Histon Cambridge
  • Authorisation to provide services: A1, C1, C3
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • ONE Asset Management AG
  • Liechtenstein
  • 29.08.2019
  • Company headquarters: Austrasse 14, P.O. Box 422
  • Authorisation to provide services: A1, A2, A4, A5, B3, B5, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
  • Cessation of provision of services: /
  • Regulatory institution of member-state: FMA – Financial Market Authority Liechtenstein
  • VIE FINANCE A.E.P.E.Y. S.A.
  • Greece
  • 28.08.2019
  • Company headquarters: 28th October str. 4, 151 24 Marousi
  • Authorisation to provide services: A1, A2, B1, B4, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Hellenic Capital Market Commission (HCMC)
  • FCT Europe Ltd
  • United Kingdom
  • 28.08.2019
  • Company headquarters: 4 Endsleigh Street
  • Authorisation to provide services: A3, C4, C5, C6, C7, C10
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • Carne Global Financial Services (Europe), Unipessoal Lda
  • Portugal
  • 26.08.2019
  • Integra Capital Limited
  • United Kingdom
  • 21.08.2019
  • Company headquarters: 10 Margaret Street
  • Authorisation to provide services: A1, A2, A4, A5, A6, A7, B3, B5, B6, B7, C1, C2, C3
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • Schroder Investment Management (Europe) S.A.
  • Luxembourg
  • 20.08.2019
  • Company headquarters: 5, Hoehenhof
  • Authorisation to provide services: A1, B1
  • Cessation of provision of services: /
  • Regulatory institution of member-state: CSSF
  • Boston Direct Management (UK) Ltd
  • United Kingdom
  • 19.08.2019
  • Company headquarters: Yew Tree Farm Eagle Barnsdale Lincoln
  • Authorisation to provide services: A1, A5, B3, B4, B5, C1, C3
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • Fortem Capital Limited
  • United Kingdom
  • 15.08.2019
  • Company headquarters: 121 Gloucester Place
  • Authorisation to provide services: A1, A5, B5, B7, C1, C2, C3, C4, C8, C9, C10
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • Invest4Growth Asset Management Limited
  • Malta
  • 13.08.2019
  • Company headquarters: Dragonara Business Centre, 5th Floor, Dragonara Road
  • Authorisation to provide services: A4, A5, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
  • Cessation of provision of services: /
  • Regulatory institution of member-state: The Malta Financial Services Authority (MFSA)
  • PRIVREDNA BANKA ZAGREB P.L.C.
  • Hrvaška
  • 01.08.2019
  • Company headquarters: Radnička cesta 50
  • Authorisation to provide services: A6, A7, B3, C1, C2
  • Cessation of provision of services: /
  • Regulatory institution of member-state: HANFA
  • BTG PACTUAL (UK) LIMITED
  • United Kingdom
  • 30.07.2019
  • Company headquarters: Berkeley Square House 4-19 Berkeley Square
  • Authorisation to provide services: A1, A2, A5, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • Access Corporate Finance Partners Limited
  • United Kingdom
  • 30.07.2019
  • Company headquarters: 1 Red Place
  • Authorisation to provide services: A1, A5, B3, B5, C1, C2, C3
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • EMIRATES WEALTH EAD
  • Bulgaria
  • 30.07.2019
  • Company headquarters: Lozenez region, Simeonovsko shosse blvd., fl. 4, office 20
  • Authorisation to provide services: A1, A2, A4, A5, A7, B1, B2, B3, B4, B5, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
  • Cessation of provision of services: /
  • Regulatory institution of member-state: FSC - BULGARIA
  • Price Markets UK Ltd
  • United Kingdom
  • 26.07.2019
  • Company headquarters: 60 Gresham Street
  • Authorisation to provide services: A1, A2, B2, B4, C1, C9
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • Belight Capital Group Limited
  • Cyprus
  • 22.07.2019
  • Company headquarters: Larnacos Avenue 1046, Flat 101
  • Authorisation to provide services: A1, A2, B1, B2, B4, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
  • Cessation of provision of services: 08.04.2020
  • Regulatory institution of member-state: Cyprus Securities and Exchange Commission
  • A-Conversio Capital Ltd
  • Cyprus
  • 21.07.2019
  • Company headquarters: Office 102, 1st Floor, Pamelva Court (at the corner of Griva Digheni Kaningos and Anastasi Shoukri Streets)
  • Authorisation to provide services: A1, A4, B1, B4, C1, C2, C3, C4, C6, C9
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Cyprus Securities and Exchange Commission
  • Forth Capital Advisers Limited
  • United Kingdom
  • 18.07.2019
  • Company headquarters: Berkeley Suite 35 Berkeley Square Mayfair
  • Authorisation to provide services: A5, C2, C3
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • Street Analysts Limited
  • United Kingdom
  • 17.07.2019
  • Company headquarters: Suite 1 53 Harley Street
  • Authorisation to provide services: A5, B5, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
  • Cessation of provision of services: 10.09.2020
  • Regulatory institution of member-state: Financial Conduct Authority
  • Globacap Limited
  • United Kingdom
  • 28.06.2019
  • Company headquarters: Octagon Point 5 Cheapside
  • Authorisation to provide services: A1, B1, C1
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • Partners Group (EU) GmbH
  • Nemčija
  • 27.06.2019
  • Company headquarters: Erika-Mann- Strasse 7, Skygarde  im Arnulfpark
  • Authorisation to provide services: A1, A5, C1, C3
  • Cessation of provision of services: /
  • Regulatory institution of member-state: BaFin
  • Wellington Management Europe GmbH
  • Nemčija
  • 24.06.2019
  • Company headquarters: Bockenheimer Landstr. 43-47
  • Authorisation to provide services: A1, A4, A5, B4, B5, B7, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10, C11
  • Cessation of provision of services: /
  • Regulatory institution of member-state: BaFin
  • Starwood Capital Europe Advisers LLP
  • United Kingdom
  • 20.06.2019
  • Company headquarters: One Eagle Place 2nd Floor
  • Authorisation to provide services: A1, A5, C1, C2 C3, C4, C5, C6,C7, C8, C9, C10
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • Magus Energy Limited
  • United Kingdom
  • 20.06.2019
  • Company headquarters: WeWork South Bank Central Suite 03-166 (Magus Energy Ltd) 30 Stamford Street
  • Authorisation to provide services: A1, A2, C1, C4, C5, C6, C7, C10
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • LYKKE CYPRUS LTD
  • Cyprus
  • 11.06.2019
  • Company headquarters: 13 & 15 Gregory Afxentiou Street, Office 103, Mesa Getonia P.C.
  • Authorisation to provide services: A1, A2, A4, A5, B1, B2, B4, B5, C1, C4, C5, C6, C7, C9
  • Cessation of provision of services: 25.11.2019
  • Regulatory institution of member-state: Cyprus Securities and Exchange Commission
  • Trading 212 Ltd
  • Bulgaria
  • 06.06.2019
  • Company headquarters: 3 Lachezar stanchev Str., fl. 10, Litex Tower
  • Authorisation to provide services: A1, A2, A3, A4, A5, B1, B2, B4, B5, B7,C1, C2, C3, C4, C5, C6, C7, C8, C9, C10, C11
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Financial Supervision Commission
  • Tradition Luxembourg SA
  • Luxembourg
  • 04.06.2019
  • Company headquarters: 9, rue Gabriel Lippmann
  • Authorisation to provide services: A1, C1, C2, C4
  • Cessation of provision of services: /
  • Regulatory institution of member-state: CSSF
  • TP ICAP (Europe) SA
  • France
  • 03.06.2019
  • Company headquarters: 89-91 rue du Faubourg Saint-Honoré
  • Authorisation to provide services: A1, A2, A3, A7, B5, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10, C11
  • Cessation of provision of services: /
  • Regulatory institution of member-state: ACPR - Banque de France
  • GC Exchange Limited
  • United Kingdom
  • 31.05.2019
  • Company headquarters: 68 King William Street
  • Authorisation to provide services: A1, A2, A3, C4, C5, C9
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • Wise Wolves Finance Ltd
  • Cyprus
  • 30.05.2019
  • Company headquarters: 30B Gladstonos Street
  • Authorisation to provide services: A1, A2, A3, B1, B2, B3, B4, B5, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Cyprus Securities and Exchange Com
  • Squared Limited
  • United Kingdom
  • 29.05.2019
  • Company headquarters: 1 Connaught Place
  • Authorisation to provide services: A5, C1, C2, C3, C4
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • AWM Wealth Advisers Limited
  • Irska
  • 29.05.2019
  • Company headquarters: 56 Fitzwilliam Square North
  • Authorisation to provide services: A1, A5, B5, C1, C3, C4
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Central Bank of Ireland
  • FIRST PRUDENTIAL MARKETS LTD
  • Cyprus
  • 28.05.2019
  • Company headquarters: Spyrou Kyprianou 84
  • Authorisation to provide services: A1, A2, B1, B4, B5, C9
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Cyprus Securities and Exchange Commission
  • Rubicon Infrastructure Advisors Unlimited Company
  • Irska
  • 23.05.2019
  • Company headquarters: 10 Pembroke Place, Ballsbridge
  • Authorisation to provide services: A1, A5, A7, B3, B5, C1, C3
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Central Bank of Ireland
  • KBC Securities NV
  • Belgium
  • 22.05.2019
  • Company headquarters: Havenlaan 2
  • Authorisation to provide services: A1, A2, A3, A6, A7, B1, B2, B3, B4, B5, B6, B7, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
  • Cessation of provision of services: /
  • Regulatory institution of member-state: National Bank of Belgium
  • EquiLend Ltd
  • Irska
  • 29.04.2019
  • Company headquarters: South Point, Harmony Row
  • Authorisation to provide services: A8, C1, C2, C3
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Central Bank of Ireland
  • Binary Capital Investment Management Ltd
  • United Kingdom
  • 25.04.2019
  • Company headquarters: 3 Hill Street
  • Authorisation to provide services: A1, A4, A5, C1, C2, C4
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • Gala Investments Ltd
  • Malta
  • 25.04.2019
  • Company headquarters: 259 St. Paul Street
  • Authorisation to provide services: A1, A2, A4, A5, A7, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
  • Cessation of provision of services: 27.08.2019
  • Regulatory institution of member-state: Malta Financial Services Authority
  • HTFX Limited
  • United Kingdom
  • 24.04.2019
  • Company headquarters: 1 Fore Street Avenue
  • Authorisation to provide services: A1, A2, C1, C4, C9
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • Investec Europe Limited
  • Irska
  • 23.04.2019
  • Company headquarters: The Harcourt Building, Harcourt Street
  • Authorisation to provide services: A1, A2, A3, A7, B1, B2, B3, B4, B5, B6, C1, C2, C3, C4, C5, C8, C10
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Central Bank of Ireland
  • Verno Capital UK LLP
  • United Kingdom
  • 23.04.2019
  • Company headquarters: 13 Dalyell Road
  • Authorisation to provide services: A1, A2, A4, A5, B5, C1, C2, C3, C4, C9
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • Smith & Williamson Investment Management (Europe) Limited
  • Irska
  • 23.04.2019
  • Company headquarters: 12 Herbert Street
  • Authorisation to provide services: A1, A4, A5, B4, B5, C1, C2, C3, C4
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Central Bank of Ireland
  • CapEos Ltd
  • United Kingdom
  • 19.04.2019
  • Company headquarters: 16 Lynton Avenue
  • Authorisation to provide services: A1, B7, C1, C2, C3, C4, C8, C10
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • TRUST CAPITAL TC LTD
  • Cyprus
  • 18.04.2019
  • Company headquarters: 23 Olympion Street, Libra Tower, Office 202
  • Authorisation to provide services: A1, A2, B1, B2, B4, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Cyprus Securities and Exchange Commission
  • Affiliated Managers Group (Ireland) Limited
  • Irska
  • 11.04.2019
  • Company headquarters: 32 Molesworth Street
  • Authorisation to provide services: A1, C3
  • Cessation of provision of services: 26.03.2020
  • Regulatory institution of member-state: Central Bank of Ireland
  • PineBridge Investments Deutschland GmbH
  • Nemčija
  • 08.04.2019
  • Company headquarters: Maximilianstrasse 13
  • Authorisation to provide services: A1, C1, C2, C3, C4
  • Cessation of provision of services: /
  • Regulatory institution of member-state: BAFIN
  • Cohen & Company Financial (Europe) Limited
  • Irska
  • 05.04.2019
  • Company headquarters: 32 Molesworth Street
  • Authorisation to provide services: A1, A2, A4, A5, B5, C1, C2, C3, C4, C5, C6, C7, C8, C10
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Central Bank of Ireland
  • OCTA MARKETS CYPRUS LTD
  • Cyprus
  • 05.04.2019
  • Company headquarters: 1 Ayias Zonis & Thessalonikis Corner, Nicolau Pentadromos Center, Office 201, Block B
  • Authorisation to provide services: A1, A2, A3, B1, B4, C4, C9
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Cyprus Securities and Exchange Commission
  • Financial & Risk Transaction Services Ireland Limited
  • Irska
  • 05.04.2019
  • Company headquarters: 12/13 Exchange Place IFSC
  • Authorisation to provide services: A8, C4
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Central Bank of Ireland
  • Lloyds Bank Corporate Markets Wertpapierhandelsbank GmbH
  • Nemčija
  • 04.04.2019
  • Company headquarters: Thurn-und-Taxis Platz 6
  • Authorisation to provide services: A1, A2, A3, A5, A5, A7, B3, B4, B6, B7, C1, C2
  • Cessation of provision of services: /
  • Regulatory institution of member-state: BAFIN
  • Crescent Credit Europe LLP
  • United Kingdom
  • 04.04.2019
  • Company headquarters: 25 Hanover Square
  • Authorisation to provide services: A1, A5, B3, B4, B5, B7, C1, C2, C3, C4, C8, C10
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • CLSA Europe BV
  • Netherlands
  • 02.04.2019
  • Company headquarters: Strawinskyl aan 7 29
  • Authorisation to provide services: A1, A2, B3, B5, B6, C1, C2, C10
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Dutch Authority for the Financial Markets
  • JLL Transaction Services AB
  • Sweden
  • 02.04.2019
  • Company headquarters: Birger Jarlsgatan 25 4 TR
  • Authorisation to provide services: A1, A2, A5, A7, B3, B6, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Finansinspektionen
  • Swiss Re Capital Markets Europe S.A.
  • Luxembourg
  • 01.04.2019
  • Company headquarters: 2 rue Edward Steichen
  • Authorisation to provide services: A1, A2, A3, A6, A7, B3, B4, B5, B6, B7, C1, C2, C4, C5, C10, C11
  • Cessation of provision of services: /
  • Regulatory institution of member-state: CSSF
  • Liquidnet EU Limited
  • Irska
  • 01.04.2019
  • Company headquarters: The Exchange, Georges Dock, IFSC
  • Authorisation to provide services: A1, A2, A8, C1, C3
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Central Bank of Ireland
  • Macquarie Capital Ireland Designated Activity Company
  • Irska
  • 28.03.2019
  • Company headquarters: 1st Floor, Connaught House, 1 Burlington Road
  • Authorisation to provide services: A1, A2, A3, A5, A6, A7, B3, B5, B6, C3, C4
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Central Bank of Ireland
  • iSwap Euro B.V.
  • Netherlands
  • 28.03.2019
  • Company headquarters: Kingsfordweg 151, 7th floor
  • Authorisation to provide services: A8, C4
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Dutch Authority for the Financial Markets
  • J.P. Morgan Dublin Public Limited Company
  • Irska
  • 28.03.2019
  • Company headquarters: 200 Capital Dock, 79 Sir John Rogerson's Quay
  • Authorisation to provide services: A2, A3, A7, B4, B6, C1, C2
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Central Bank of Ireland
  • Optimise Wealth Management Ltd
  • United Kingdom
  • 27.03.2019
  • Company headquarters: 34 Lincoln Road
  • Authorisation to provide services: A1, A5, B3, B4, B5, C1, C3
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • EXELCIUS PRIME LTD
  • Cyprus
  • 26.03.2019
  • Company headquarters: Mattheos Mattheou 5, Agios Athanasios
  • Authorisation to provide services: A1, A2, A4, B1, B2, B4, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Cyprus Securities and Exchange Commission
  • Towers Watson Netherlands B.V.
  • Netherlands
  • 26.03.2019
  • Company headquarters: Prof. E.M. Meijerslaan 5
  • Authorisation to provide services: A1, A5, B3, B5, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10, C11
  • Cessation of provision of services: /
  • Regulatory institution of member-state: AFM
  • Mizuho Securities Europe GmbH
  • Nemčija
  • 25.03.2019
  • Company headquarters: Taunustor 1
  • Authorisation to provide services: A1, A2, A3, A5, A6, A7, B1, B3, B4, B5, B6, C1, C2, C3, C4, C8
  • Cessation of provision of services: /
  • Regulatory institution of member-state: BaFin
  • Jane Street Netherlands B.V.
  • Netherlands
  • 25.03.2019
  • Company headquarters: WTC H-Tower Zuidplein 36
  • Authorisation to provide services: A3, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10, C11
  • Cessation of provision of services: /
  • Regulatory institution of member-state: AFM
  • HRTEU LIMITED
  • Irska
  • 25.03.2019
  • Company headquarters: Suite 115, The Brickhouse Block 1, Clanwilliam Court, Mount Street Lower
  • Authorisation to provide services: A3, C1, C4
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Central Bank of Ireland
  • Unifinanz Trust reg.
  • Liechtenstein
  • 22.03.2019
  • Company headquarters: Austrasse 79
  • Authorisation to provide services: A1, A2, A4, A5, B3, B5, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10, C11
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Financial Market Authority
  • Harwood Private Capital LLP
  • United Kingdom
  • 22.03.2019
  • Company headquarters: 6 Stratton Street
  • Authorisation to provide services: A1, A2, A5, A6, A7, B3, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • BOSON ALFA LTD
  • Cyprus
  • 20.03.2019
  • Company headquarters: 54, Vasileos Georgiou A. Str., Galatex Beach Center, Block E2, Office 46, Potamos Germasogeias
  • Authorisation to provide services: A1, A2, A4, A5, B1, B1, B4, B5, C1, C2, C3, C4, C5, C6, C7, C8
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Cyprus Securities and Exchange Commission
  • Goldman Sachs Europe SE
  • Nemčija
  • 20.03.2019
  • Company headquarters: Friedrich-Ebert-Anlage 49
  • Authorisation to provide services: A1, A2, A3, A5, A6, A7, B1, B2, B3, B4, B5, B6, B7, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
  • Cessation of provision of services: 16.01.2020
  • Regulatory institution of member-state: BaFin
  • SMBC Nikko Capital Markets Europe GmbH
  • Nemčija
  • 20.03.2019
  • Company headquarters: Neue Mainzer Str. 52-58
  • Authorisation to provide services: A1, A2, A3, A5, A6, A7, B3, B4, B5, B6, B7, C1, C2, C4, C5, C6, C7, C8, C9, C10
  • Cessation of provision of services: /
  • Regulatory institution of member-state: BaFin
  • Infinito Positivo Ltd
  • United Kingdom
  • 19.03.2019
  • Company headquarters: 17 Queensmill Road
  • Authorisation to provide services: A5, B7, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • Cboe Europe B.V.
  • Netherlands
  • 13.03.2019
  • Company headquarters: The NoMa House, Gustav Mahlerlaan 1212
  • Authorisation to provide services: A8, C1
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Dutch Authority for the Financial Markets
  • Global Shares Execution Sevice Limited
  • Malta
  • 13.03.2019
  • Company headquarters: 171, Old bakery Street
  • Authorisation to provide services: A1, B1, C1
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Malta Financial Services Authority
  • CME Amsterdam B.V.
  • Netherlands
  • 11.03.2019
  • Company headquarters: Nieuwezijds Voorburgwal 104
  • Authorisation to provide services: A8, C4, C10
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Dutch Authority for the Financial Markets
  • CME Investment Firm B.V.
  • Netherlands
  • 11.03.2019
  • Company headquarters: Nieuwezijds Voorburgwal 104
  • Authorisation to provide services: A1, A2, C2, C4, C9, C10
  • Cessation of provision of services: /
  • Regulatory institution of member-state: AFM
  • Marex Spectron Europe Limited
  • Irska
  • 11.03.2019
  • Company headquarters: 10 Earlsfort Terrace
  • Authorisation to provide services: A1, A2, A9, C4, C5, C6, C7, C10, C11
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Central Bank of Ireland
  • Turquoise Global Holdings Europe B.V.
  • Netherlands
  • 07.03.2019
  • Company headquarters: Keizersgracht 679-689, Fourth floor
  • Authorisation to provide services: A8, C1, C3
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Dutch Authority for the Financial Markets
  • GRIFFIN MARKETS EUROPE SAS
  • France
  • 06.03.2019
  • Company headquarters: 2 Rue Blaise Desgoffe
  • Authorisation to provide services: A9, C4, C5, C6, C7, C8, C9, C11
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Autorité de Contrôle Prudentiel et de
  • UBS Fund Management S.A.
  • Luxembourg
  • 04.03.2019
  • Company headquarters: 33A, Avenue J.f. Kennedy, B.P 91
  • Authorisation to provide services: A1
  • Cessation of provision of services: /
  • Regulatory institution of member-state: CSSF
  • Jefferies GmbH
  • Nemčija
  • 28.02.2019
  • Company headquarters: Bockenheimer Landstrasse 24
  • Authorisation to provide services: A1, A2, A3, A5, A6, A7, B3, B5, B6, C1, C2, C3, C4, C5, C10
  • Cessation of provision of services: /
  • Regulatory institution of member-state: BaFin
  • Poyry Capital Limited
  • United Kingdom
  • 28.02.2019
  • Company headquarters: 21st Floor Portland House Bressenden Place
  • Authorisation to provide services: A1, A5, B3, B5, C1
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • MarketAxess NL B.V.
  • Netherlands
  • 26.02.2019
  • Company headquarters: Herengracht 280
  • Authorisation to provide services: A8, C1, C2
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Dutch Authority for the Financial Markets
  • Tower Research Capital Europe B.V.
  • Netherlands
  • 26.02.2019
  • Company headquarters: Strawinskylaan 631
  • Authorisation to provide services: A3, C1, C2, C3, C4, C5, C6, C7, C8, C10
  • Cessation of provision of services: /
  • Regulatory institution of member-state: AFM
  • Vertis Environmental Financial Ltd
  • Hungary
  • 22.02.2019
  • Company headquarters: Csörsz utca 45,
  • Authorisation to provide services: A3, A5, B4, B5, C4, C11
  • Cessation of provision of services: /
  • Regulatory institution of member-state: National Bank of Hungary
  • BlueCove Limited
  • United Kingdom
  • 22.02.2019
  • Company headquarters: 10 New Burlington Street
  • Authorisation to provide services: A1, A2, A4, A5, B4, B5, B7, C1, C2, C3, C4, C5, C6, C8, C9
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • Vermeer Investment Management Ltd
  • United Kingdom
  • 19.02.2019
  • Company headquarters: 130 Jermyn Street
  • Authorisation to provide services: A1, A2, A4, A5, B4, B5, C1, C2, C3, C4
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • BN & Partners Capital AG
  • Nemčija
  • 18.02.2019
  • Company headquarters: Steinstrasse 33
  • Authorisation to provide services: A1, A5, C1, C2, C3
  • Cessation of provision of services: /
  • Regulatory institution of member-state: BaFin
  • MTS S.p.A.
  • Italija
  • 15.02.2019
  • Company headquarters: Via Tomacelli 146
  • Authorisation to provide services: A8
  • Cessation of provision of services: /
  • Regulatory institution of member-state: CONSOB
  • Wells Fargo Asset Management (International) Limited
  • United Kingdom
  • 07.02.2019
  • Company headquarters: 33 King William Street
  • Authorisation to provide services: A1, A2, A4, A5, A7, B4, B5, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • Anchor International Partners Limited
  • United Kingdom
  • 07.02.2019
  • Company headquarters: St. Vincent House, 30 Orange Street
  • Authorisation to provide services: A5, B3, C1, C2, C3, C4, C8, C9, C10
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • DIAMAN Partners Ltd
  • Malta
  • 06.02.2019
  • Company headquarters: 259, St. Paul Street
  • Authorisation to provide services: A1, A2, A4, A5, A7, B1, B4, B5, C1, C2, C3, C4, C5, C8, C9
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Malta Financial Services Authority
  • NEO CAPITAL MARKETS, S.V., S.A.U.
  • Spain
  • 05.02.2019
  • Company headquarters: C/Comte Urgell 143, pl. 6 (delantera)
  • Authorisation to provide services: A3, A5, B4, C4
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Comisión Nacional del Mercado de Valores
  • Sanford C. Bernstein Ireland Limited
  • Irska
  • 01.02.2019
  • Company headquarters: 4 Earlsfort Terrace
  • Authorisation to provide services: A1, B5, C1, C4
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Central Bank of Ireland
  • Bloomberg Trading Facility B.V.
  • Netherlands
  • 31.01.2019
  • Company headquarters: Gebouw Byzantium, Stadhouderskade 14G
  • Authorisation to provide services: A8, C1, C2, C3, C4, C8, C9, C10
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Dutch Authority for the Financial Markets
  • RBC Capital Markets (Europe) GmbH
  • Nemčija
  • 30.01.2019
  • Company headquarters: Taunusanlage 17
  • Authorisation to provide services: A1, A2, A3, A5, A6, A7, B3, B4, B5, B6, C1, C2
  • Cessation of provision of services: /
  • Regulatory institution of member-state: BaFin
  • FIMA Securities Ltd.
  • Hrvaška
  • 30.01.2019
  • Company headquarters: Vrazova 25
  • Authorisation to provide services: A1, A2, A3, A4, A5, A7, B1, B3, B4, B5, C1
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Croatian Financial Services Supervisory Agency
  • D.T.Direct Investment Hub Ltd
  • Cyprus
  • 28.01.2019
  • Company headquarters: 74 Archiepiskopou Makariou C, Amaraton Court, 2nd Floor, Mesa Getonia
  • Authorisation to provide services: A1, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Cyprus Securities and Exchange Commission
  • MUFG Securities (Europe
  • Netherlands
  • 28.01.2019
  • Company headquarters: World Trade Centre Amsterdam, Strawinskylaan 1887
  • Authorisation to provide services: A1, A2, A3, A5, A6, A7, B1, B2, B3, B4, B5, B6, B7, C1, C2, C3, C4, C8, C9, C10
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Dutch Authority for the Financial Markets
  • KKR Credit Advisors (Ireland) Unlimited Company
  • Irska
  • 25.01.2019
  • Company headquarters: 75 St Stephen's Green
  • Authorisation to provide services: A1, A4, A5, A7, C1, C2, C3, C4, C8, C9
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Central Bank of Ireland
  • Continental Capital Markets Limited
  • United Kingdom
  • 25.01.2019
  • Company headquarters: A M P House Dingwall Road
  • Authorisation to provide services: A1, A2, A3, C1, C2, C3
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • Tradeweb EU BV
  • Netherlands
  • 15.01.2019
  • Company headquarters: Antonio Vivaldistraat 50
  • Authorisation to provide services: A8, A9, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Dutch Authority for the Financial Markets (AFM)
  • Goldman Sachs Paris Inc. et Cie
  • France
  • 14.01.2019
  • Company headquarters: 5 avenue Kléber,
  • Authorisation to provide services: A1, A3, A5, A6, A7, B3, B4, B5, B6, B7, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
  • Cessation of provision of services: /
  • Regulatory institution of member-state: ACPR
  • Credit Suisse Securities, Sociedad De Valores, S. A.
  • Spain
  • 11.01.2019
  • Company headquarters: Ayala 42, 3a Planta B
  • Authorisation to provide services: A1, A2, A3, A5, A6, A7, B1, B2, B3, B4, B5, B6, B7, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
  • Cessation of provision of services: /
  • Regulatory institution of member-state: CNMV
  • Oval Money Limited
  • United Kingdom
  • 08.01.2019
  • Company headquarters: Flat G 88 Philbeach Gardens
  • Authorisation to provide services: A1, A7, C1, C2, C3
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • WELLS FARGO ASSET MANAGEMENT LUXEMBOURG S. A.
  • Luxembourg
  • 07.01.2019
  • Company headquarters: 33, rue de Gasperich
  • Authorisation to provide services: A1, B1
  • Cessation of provision of services: /
  • Regulatory institution of member-state: CSSF
  • Barker Poland Asset Management LLP
  • United Kingdom
  • 21.12.2018
  • Company headquarters: Old Change House 128 Queen Victoria Street
  • Authorisation to provide services: A1, A4, A5, C1, C2, C3
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • Pershing Securities International Limited
  • Irska
  • 21.12.2018
  • Company headquarters: Riverside Two, Sir John Rogerson's Quay, Grand Canal Dock
  • Authorisation to provide services: A2, B1, B4, C1, C3, C4
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Central Bank of Ireland
  • Natixis Investment Managers UK Limited
  • United Kingdom
  • 20.12.2018
  • Company headquarters: 1 Carter Lane
  • Authorisation to provide services: A1, A5, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • Baillie Gifford Investment Management (Europe) Limited
  • Irska
  • 20.12.2018
  • Company headquarters: 4/5 School House Lane East    
  • Authorisation to provide services: A1, A2, A4, A5, B6, C1, C2, C3, C4, C10
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Central Bank of Ireland
  • Amundi (UK) Ltd
  • United Kingdom
  • 20.12.2018
  • Company headquarters: 41 Lothbury
  • Authorisation to provide services: A4, A5, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • Walker Crips Stockbrokers Ltd
  • United Kingdom
  • 20.12.2018
  • Company headquarters: Old Change House 128 Queen Victoria Street
  • Authorisation to provide services: A1, A2, A3, A4, A5, A6, A7, B1, C1, C2, C3, C4, C5, C6, C9
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • AlphaNi Limited
  • United Kingdom
  • 19.12.2018
  • Company headquarters: 53 Enmore Gardens
  • Authorisation to provide services: A1, A5, B3, B5, C1, C2, C4, C5, C6, C7, C8, C9, C10
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • Computershare Investor Services (Ireland) Limited
  • Irska
  • 18.12.2018
  • Company headquarters: 3100 Lake Drive, Citywest Business Campus
  • Authorisation to provide services: A1, B1, C1, C2, C3
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Central Bank of Ireland
  • Pension Advice Specialists Limited
  • United Kingdom
  • 18.12.2018
  • Company headquarters: Stafford Court 145 Washway Road Sale
  • Authorisation to provide services: A1, A5, B3, B4, B5, C1, C3
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • Citigroup Global Markets Europe AG
  • Nemčija
  • 17.12.2018
  • Company headquarters: Reuteweg 16
  • Authorisation to provide services: A1, A2, A3, A4, A5, A6, A7, B1, B2, B3, B4, B5, B6, B7, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10, C11
  • Cessation of provision of services: /
  • Regulatory institution of member-state: BaFin
  • PROSPERGATE CAPITAL LTD
  • Cyprus
  • 13.12.2018
  • Company headquarters: Filiou Zannetou 2,
  • Authorisation to provide services: A4, C1, C2, C3, C4, C5
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Cyprus Securities and Exchange Commission
  • LGT Impact Investment Advisors UK LLP
  • United Kingdom
  • 13.12.2018
  • Company headquarters: 1 St. James's Market
  • Authorisation to provide services: A1, A5, B4, B5, C1, C2, C3, C4, C5, C6, C7, C8, C9
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • HF Markets (UK) Limited
  • United Kingdom
  • 13.12.2018
  • Company headquarters: 495 Green Lanes
  • Authorisation to provide services: A1, A2, A3, B4, C1, C4, C9
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • FIL (Luxembourg) S.A.
  • Luxembourg
  • 12.12.2018
  • Company headquarters: 2A, rue Albert Borschette L-1246 Luxembourg (Adresse Postale: B.P. 2174, L-1021 Luxembourg)
  • Authorisation to provide services: A1, A2, A4, A5, B4, B5, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10, C11
  • Cessation of provision of services: /
  • Regulatory institution of member-state: CSSF
  • Resolution Compliance Limited
  • United Kingdom
  • 06.12.2018
  • Company headquarters: 12-16 Addiscombe Road
  • Authorisation to provide services: A1, C1, C2, C3, C4, C8, C10
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • IC Markets (EU) Ltd
  • Cyprus
  • 06.12.2018
  • Company headquarters: 141 Omonoias Avenue, The Maritime Centre, Block B, 1st Floor
  • Authorisation to provide services: A1, A2, A3, B1, B2, B4, C1, C9
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Cyprus Securities and Exchange Commission
  • Capital Com (UK) Limited
  • United Kingdom
  • 06.12.2018
  • Company headquarters: Fourth Floor 64-65 Vincent Square
  • Authorisation to provide services: A1, A2, B1, B2, B4, B5, C1, C3, C4, C5, C6, C7, C8, C9, C10
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • Daiwa Capital Markets Deutschland GmbH
  • Nemčija
  • 05.12.2018
  • Company headquarters: Neue Mainzer Strase 1
  • Authorisation to provide services: A1, A2, A3, A5, A6, A7, B4, B5, B6, C1, C2, C3, C4, C8, C9
  • Cessation of provision of services: /
  • Regulatory institution of member-state: BaFin
  • BofA Securities Europe SA
  • France
  • 04.12.2018
  • Company headquarters: 51 rue la Boétie
  • Authorisation to provide services: A1, A2, A3, A5, A6, A7, B1, B2, B3, B4, B5, B6, B7, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Autorité de Contrôle Prudentiel et de Résolution
  • Nutmeg Saving and Investment Limited
  • United Kingdom
  • 29.11.2018
  • Company headquarters: Unit 201 Vox Studios 1-45 Durham Street
  • Authorisation to provide services: A1, A2, A4, A5, B1, B4, B5, C1, C2, C3
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • CWG Markets Ltd
  • United Kingdom
  • 23.11.2018
  • Company headquarters: 1 Coldbath Square
  • Authorisation to provide services: A1, A2, A3, B4, C1, C4, C5, C6, C7, C8, C9, C10
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • Citadel Securities GCS (Ireland) Limited
  • Irska
  • 16.11.2018
  • Company headquarters: 1 Grand Canal Square
  • Authorisation to provide services: A2, A3, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Central Bank of Ireland
  • IG Europe GmbH
  • Nemčija
  • 15.11.2018
  • Company headquarters: Westhafenplatz 1
  • Authorisation to provide services: A1, A2, A3, B1, B4, B5, B7, C1, C4, C5, C6, C9, C10
  • Cessation of provision of services: /
  • Regulatory institution of member-state: BaFin
  • TSSP Europe, LLP
  • United Kingdom
  • 13.11.2018
  • Company headquarters: Park House 116 Park Street
  • Authorisation to provide services: A1, A5, B3, B5, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • Avalon Capital Partners Limited
  • United Kingdom
  • 12.11.2018
  • Company headquarters: 4th Floor 130 Wood Street
  • Authorisation to provide services: A1, A2, A3, A5, B5, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • Odesos 33 EAD
  • Bulgaria
  • 08.11.2018
  • Company headquarters: 2 Maria Luiza Blvd, level 5, office 5,
  • Authorisation to provide services: A1, A2, A1, A2, A4, A5, C1, C2, C3, C4, C5, C6, C7, C8, C9
  • Cessation of provision of services: 27.10.2020
  • Regulatory institution of member-state: Financial Supervision Commission
  • Cantor Fitzgerald Ireland Limited
  • Irska
  • 06.11.2018
  • Company headquarters: 75 St. Stephen's Green
  • Authorisation to provide services: A1, A2, A3, A5, A6, A7, B1, B2, B3, B4, B5, B6, B7, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Central Bank of Ireland
  • Nomura Financial Products Europe GmbH
  • Nemčija
  • 05.11.2018
  • Company headquarters: Rathenauplatz 1
  • Authorisation to provide services: A1, A2, A3, A4, A5, A6, A7, B1, B2, B3, B4, B5, B6, B7, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
  • Cessation of provision of services: /
  • Regulatory institution of member-state: BaFin
  • KIT Finance Brokers Ltd
  • Cyprus
  • 30.10.2018
  • Company headquarters: 18, Maximos Michaelides Str., Maximos Plaza, Tower II, 1st Floor Section B, Neapolis
  • Authorisation to provide services: A1, A2, A3, B1, B2, B4, B7, C1, C2, C3, C4, C5, C6, C7, C8
  • Cessation of provision of services: 28.08.2019
  • Regulatory institution of member-state: Cyprus Securities and Exchange Commission
  • Morgan Stanley Europe SE
  • Nemčija
  • 30.10.2018
  • Company headquarters: Grosse Gallusstrasse 18
  • Authorisation to provide services: A1, A2, A3, A5, A6, A7, B2, B3, B4, B5, B6, B7, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10, C11
  • Cessation of provision of services: /
  • Regulatory institution of member-state: BaFin
  • X SPOT MARKETS (EU) LTD
  • Cyprus
  • 26.10.2018
  • Company headquarters: 201 Office, 3rd floor, 68 Spyrou Kyprianou, Kato Polemidia
  • Authorisation to provide services: A1, A2, A4, A5, B1, B2, B4, B5, C1, C2, C3, C9
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Cyprus Securities and Exchange Commission
  • Franx B.V.
  • Netherlands
  • 23.10.2018
  • Company headquarters: Hogehilweg 5-L
  • Authorisation to provide services: A2, A3, B1, B4, C4
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Dutch Authority for the Financial Markets
  • XCAP Limited
  • United Kingdom
  • 19.10.2018
  • Company headquarters: 28 Leman Street 2nd Floor
  • Authorisation to provide services: A5, C1, C2, C4, C5, C6, C7, C8, C9, C10
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • Assure Hedge (UK) Limited
  • United Kingdom
  • 16.10.2018
  • Company headquarters: 46 Syon Lane Isleworth
  • Authorisation to provide services: A1, A3, C4
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • Direct Trading Technologies UK Ltd
  • United Kingdom
  • 10.10.2018
  • Company headquarters: 69 King William Street
  • Authorisation to provide services: A1, A2, C1, C4, C9
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • Liquidity Finder Limited
  • United Kingdom
  • 10.10.2018
  • Company headquarters: 28 Albert Square
  • Authorisation to provide services: A1, C1, C2, C4, C5, C6, C7, C8, C9, C10
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • Calamatta Cuschieri Investment Services Limited
  • Malta
  • 08.10.2018
  • Company headquarters: Evropa Business Centre, Triq Dun Karm
  • Authorisation to provide services: A1, A2, A7, B1, C1, C2, C3
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Malta FSA
  • S. L. Capital Services Ltd
  • Cyprus
  • 03.10.2018
  • Company headquarters: 109 Griva Digeni, Aegeon court. 3rd floor
  • Authorisation to provide services: A1, A2, B1, B4, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
  • Cessation of provision of services: 07.08.2019
  • Regulatory institution of member-state: Cyprus Securities and Exchange Commission
  • Fearnley Securities AS
  • Norway
  • 27.09.2018
  • Company headquarters: Grev Wedels plass 9, P.O. BOX 1158 Sentrum
  • Authorisation to provide services: A1, A2, A3, A5, A6, A7, B1, B2, B3, B4, B5, B6, C1, C2, C3, C4
  • Cessation of provision of services: /
  • Regulatory institution of member-state: FINANSTILSYNET
  • MAGNUM FX (CYPRUS) LTD
  • Cyprus
  • 24.09.2018
  • Company headquarters: Agias Fylaxeos 1, 2nd Floor
  • Authorisation to provide services: A1, A2, B1, B2, B4, C9
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Cyprus Securities and Exchange Commission
  • Killik & Co LLP
  • United Kingdom
  • 20.09.2018
  • Company headquarters: 46 Grosvenor Street
  • Authorisation to provide services: A1, A2, A4, A5, B4, C1, C2, C3, C4, C9
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • TigerWit Limited
  • United Kingdom
  • 17.09.2018
  • Company headquarters: 7th Floor Augustine House 6a Austin Friars
  • Authorisation to provide services: A1, A2, A3, B4, C1, C4, C5, C9
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • BOS Wealth Management Europe SA
  • Luxembourg
  • 17.09.2018
  • Company headquarters: 33 rue Sainte Zithe
  • Authorisation to provide services: A1, A4, A5, B5, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10, C11
  • Cessation of provision of services: /
  • Regulatory institution of member-state: CSSF
  • Downing LLP
  • United Kingdom
  • 17.09.2018
  • Company headquarters: St. Magnus House 3 Lower Thames Street
  • Authorisation to provide services: A1, A2, A4, C1, C3
  • Cessation of provision of services: 28.08.2019
  • Regulatory institution of member-state: Financial Conduct Authority
  • VDX Limited
  • United Kingdom
  • 17.09.2018
  • Company headquarters: 4 Lombard Street London
  • Authorisation to provide services: A1, A2, B4, B7, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • Atairos Management UK, LLP
  • United Kingdom
  • 05.09.2018
  • Company headquarters: 1st Floor 17 Duke of York Street
  • Authorisation to provide services: A1, A5, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • Tilney Discretionary Investment Management Limited
  • United Kingdom
  • 31.08.2018
  • Company headquarters: The Observatory Western Road Bracknell
  • Authorisation to provide services: A1, A2, A4, A5, C1, C2, C3, C4
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • AMP Global Ltd
  • Cyprus
  • 30.08.2018
  • Company headquarters: Ayiou Athanasiou Avenue, Kaminion Street 1, 2nd floor
  • Authorisation to provide services: A1, A2, A3, B1, B2, B4, C4, C5, C6, C9
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Cyprus Securities and Exchange Commission
  • GMSA Investments Limited
  • United Kingdom
  • 29.08.2018
  • Company headquarters: 66 Grosvenor St
  • Authorisation to provide services: A1, A2, A3, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • Franklin Templeton Fund Management Limited
  • United Kingdom
  • 17.08.2018
  • Company headquarters: 2nd Floor, Toronto Square Infirmary Street Leeds
  • Authorisation to provide services: A1, A2, A4, A7, C1, C3, C4, C5, C6, C8, C9
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • EddieUK Limited
  • United Kingdom
  • 15.08.2018
  • Company headquarters: 3 Beeston Place
  • Authorisation to provide services: A1, A2, A3, C1, C3
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • Heptagon Capital Limited
  • Malta
  • 26.07.2018
  • Company headquarters: 171, Old Bakery Street
  • Authorisation to provide services: A4, A5, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Malta Financial Services Authority
  • Aurorae Limited
  • United Kingdom
  • 16.07.2018
  • Company headquarters: 38 North Audley Street
  • Authorisation to provide services: A1, A5, B2, B3, B5, B6, B7, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • GBE CAPITAL LIMITED
  • United Kingdom
  • 10.07.2018
  • Company headquarters: Suite 31 St Clements House 12 Leyden Street
  • Authorisation to provide services: A1, A2, A5, A7, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • Everest Research Limited
  • United Kingdom
  • 09.07.2018
  • Company headquarters: 6 Froxmere Close Solihull West Midlands
  • Authorisation to provide services: A1, A5, B5, C1, C2, C4, C8
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • ISEC WEALTH MANAGEMENT LIMITED
  • Cyprus
  • 06.07.2018
  • Company headquarters: 254 Arch. Leontiou A, Maximos Court, 3th floor,
  • Authorisation to provide services: A4, B1, B2, B4, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Cyprus Securities and Exchange Commission
  • Standard Advisory Services Limited
  • Malta
  • 05.07.2018
  • Company headquarters: 171, Old Bakery Street
  • Authorisation to provide services: A4, A5, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Malta FSA
  • STJ ADVISORS GROUP LIMITED
  • United Kingdom
  • 05.07.2018
  • Company headquarters: Floor 1 Eagle House, 108-110 Jermyn Street
  • Authorisation to provide services: A1, A5, B3, B5, B6, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • Globesco Capital Ltd
  • Cyprus
  • 03.07.2018
  • Company headquarters: Kennedy 16, 2nd floor
  • Authorisation to provide services: A1, A2, A3, B1, B2, B4, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
  • Cessation of provision of services: 07.08.2019
  • Regulatory institution of member-state: Cyprus Securities and Exchange Commission
  • Nextmarket Trading Limited
  • Malta
  • 26.06.2018
  • Company headquarters: Portomaso Business Tower, Level 19
  • Authorisation to provide services: A1, A2, A3, A4, A5, C1, C2, C3, C4, C5, C6, C7, C9, C10
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Malta Financial Services Authority
  • 360 F-Insight Limited
  • United Kingdom
  • 12.06.2018
  • Company headquarters: 29 Gloucester Place
  • Authorisation to provide services: A1, A2, A4, A5, B5, C1, C2, C3
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • Brandes Investment Partners (Europe) Limited
  • Irska
  • 11.06.2018
  • Company headquarters: 36 Lower Baggot Street
  • Authorisation to provide services: A1
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Central Bank of Ireland
  • Skilling Limited
  • Cyprus
  • 06.06.2018
  • Company headquarters: 62 Athalassis Avenue, Flat 22, 2nd Floor
  • Authorisation to provide services: A1, A2, A3, A4, B1, B2, B4, B5, C9
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Cyprus Securities and Exchange Commission
  • Monecor (Europe) Limited
  • Cyprus
  • 04.06.2018
  • Company headquarters: 62 Athallasas Avenue, Strovolos
  • Authorisation to provide services: A1, A2, A5, B1, B2, B4, C9
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Cyprus Securities and Exchange Commission
  • Saranac Partners Limited
  • United Kingdom
  • 02.06.2018
  • Company headquarters: 16 St. James's Street
  • Authorisation to provide services: A1, A2, A4, A5, A7, B3, B4, B5, B7, C1, C2, C3, C4, C5, C6, C7, C9, C10
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • Advanced Markets (UK) Limited
  • United Kingdom
  • 30.05.2018
  • Company headquarters: 4 Lombard Street
  • Authorisation to provide services: A1, A2, A3, C4, C9
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • Apollo Asset Management Europe LLP
  • United Kingdom
  • 25.05.2018
  • Company headquarters: 25 St. George Street
  • Authorisation to provide services: A1, A2, A4, A5, B3, B4, B5, B6, B7, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • Apollo Asset Management Europe PC LLP
  • United Kingdom
  • 25.05.2018
  • Company headquarters: 25 St. George Street
  • Authorisation to provide services: A1, A2, A4, A5, B3, B4, B5, B6, B7, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • Dolfin Asset Services Limited
  • Malta
  • 24.05.2018
  • Company headquarters: 89, Level 5, St. John's Street
  • Authorisation to provide services: A1, A2, A7, B1, B4, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Malta FSA
  • A/S Global Risk Management Ltd. Fondsmaeglerselskab
  • Denmark
  • 21.05.2018
  • Company headquarters: Strandvejen 7
  • Authorisation to provide services: A1, A2, A3, A5, B2, B5, B7, C4, C5, C6, C10
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Danish Financial Supervisory Authority
  • Funderbeam Markets Limited
  • United Kingdom
  • 21.05.2018
  • Company headquarters: 25 Eccleston Place London
  • Authorisation to provide services: A1, A2, B1, B4, C1, C3
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • HPC Investment Partners Ltd
  • United Kingdom
  • 18.05.2018
  • Company headquarters: 50 Cannon Street
  • Authorisation to provide services: A1, A2, A3, A5, A7, B5, C1, C3, C4, C5
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • Intuitive Associates Limited
  • United Kingdom
  • 17.05.2018
  • Company headquarters: Corner House Robey Close Linby Nottingham
  • Authorisation to provide services: A1, A5, B5, C1, C3
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • FIIG International Limited
  • Malta
  • 16.05.2018
  • Company headquarters: 171 Old Bakery Street
  • Authorisation to provide services: A1, C1, C2
  • Cessation of provision of services: 29.07.2019
  • Regulatory institution of member-state: Malta Financial Services Authority
  • Global Market Index Limited
  • United Kingdom
  • 09.05.2018
  • Company headquarters: 125 Old Broad Street
  • Authorisation to provide services: A1, A2, A3, C1, C8, C9
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • Redding Ridge Asset Management (UK) LLP
  • United Kingdom
  • 04.05.2018
  • Company headquarters: 25 St. George Street
  • Authorisation to provide services: A1, A2, A4, A5, A7, B3, B4, B5, B6, B7, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • TRADESTONE LIMITED
  • Cyprus
  • 04.05.2018
  • Company headquarters: 89, VASILEOS GEORGIOU A', FLAT 101,
  • Authorisation to provide services: A1, A2, A3, A4, A5, B1, B2, B4, B5, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
  • Cessation of provision of services: /
  • Regulatory institution of member-state: Cyprus Securities and Exchange Commission
  • Clear Capital Management LLP
  • United Kingdom
  • 01.05.2018
  • Company headquarters: 35 New Bridge Street
  • Authorisation to provide services: A1, A2, A4, A5, B5, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
  • Cessation of provision of services: 13.02.2020
  • Regulatory institution of member-state: Financial Conduct Authority
  • Willis Towers Watson Securities Europe Limited
  • United Kingdom
  • 01.05.2018
  • Company headquarters: 51 Lime Street
  • Authorisation to provide services: A1, A2, A5, A7, B3, B5, C1, C2, C3, C4
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • NFU Mutual Select Investments Limited
  • United Kingdom
  • 20.04.2018
  • Company headquarters: Tiddington Road
  • Authorisation to provide services: A1, A2, A3, B1, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • ABS Financial Planning Ltd
  • United Kingdom
  • 20.04.2018
  • Company headquarters: 184 Portswood Road, Southampton
  • Authorisation to provide services: A1, A5, C1, C3
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • State Street Europe Limited
  • United Kingdom
  • 17.04.2018
  • Company headquarters: 20 Churchill Place, Canary Wharf
  • Authorisation to provide services: A1, A2, A4, A5, B1, B2, B3, B4, B5, B6, B7, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • Theron Capital Advisors Limited
  • United Kingdom
  • 10.04.2018
  • Company headquarters: 31 Meteor Street
  • Authorisation to provide services: A1, A5, C1, C2, C3
  • Cessation of provision of services: 08.10.2020
  • Regulatory institution of member-state: Financial Conduct Authority
  • N M Rothschild & Sons Ltd
  • United Kingdom
  • 09.04.2018
  • Company headquarters: New Court, St Swithin's Lane
  • Authorisation to provide services: A1, A5, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • Ardea Partners UK LLP
  • United Kingdom
  • 06.04.2018
  • Company headquarters: 1 Fore Street Avenue
  • Authorisation to provide services: A1, A5, B3, B4, B5, B7, C1, C2, C3, C4, C5, C6, C7, C8, C9, C10
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • The Private Office Limited
  • United Kingdom
  • 06.04.2018
  • Company headquarters: 2 The Bourse
  • Authorisation to provide services: A1, A5, B5, C1, C3
  • Cessation of provision of services: 01.11.2019
  • Regulatory institution of member-state: Financial Conduct Authority
  • Venero Capital Advisors Ltd
  • United Kingdom
  • 05.04.2018
  • Company headquarters: 20-22 Wenlock Road
  • Authorisation to provide services: A1, A5, B3, B5, C1, C2, C3
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • Quantessence Financial Limited
  • United Kingdom
  • 04.04.2018
  • Company headquarters: 33 Cannon Street
  • Authorisation to provide services: A1, A2, A5, C1, C2, C3, C4, C8, C10
  • Cessation of provision of services: 01.01.2021
  • Regulatory institution of member-state: Financial Conduct Authority
  • Poljanski nasip 6, 1000 Ljubljana, SI-Slovenija
  • Telephone: +386 (0)1 280 04 00
    Fax: +386 (0)1 280 04 30
  1. E-mail: info@atvp.si
  2. Media contacts: pr@atvp.si