Skoči do osrednje vsebine

Investment firms, banks and management companies authorised to provide investment services and activities

No. Bank / investment firm / management company Contact information Authorisation pursuant to ZTVP-1: Authorisation pursuant to ZTFI-1: Authorisation pursuant to ZISDU-3C: Authorisation pursuant to ZBan-3: Member of Ljubljana stock exchange: Members of the system of guarantees for investors' claims:
1.

BANKA INTESA SANPAOLO d.d.

Pristaniška ulica 14

6502 Koper

tel: 080 13 18

info@intesasanpaolobank.si

intesasanpaolobank.si

/

5, 13

/

7

-
2.

BELEKTRON d. o. o.

Cvetkova ulica 25

1000 Ljubljana

tel: 01/ 620 88 54

info@belektron.eu

belektron.eu/sl

/

3

/ / / /
3.

ILIRIKA borzno posredniška hiša d. d.

Slovenska cesta 54 a

1000 Ljubljana

tel: 01/ 300 22 50

info@ilirika.si

ilirika.si

1, 2, 3, 4, 5, 6, 7, 9, 10, 11

10

/ /

4.

NOVA KREDITNA BANKA MARIBOR d.d.

Ulica Vita Kraigherja 4

2505 Maribor

tel: 02/ 229 22 90

info@nkbm.si

nkbm.si

1, 2, 3, 4, 5, 6, 7, 8, 9, 10, 11

/ / /

5.

NOVA LJUBLJANSKA BANKA d.d.

Trg republike 2

1000 Ljubljana

tel: 01/ 476 39 00

info@nlb.si

nlb.si

1, 3, 4, 5, 6, 7, 8, 9, 10, 11

/ / /

6.

SKB banka d.d.

Ajdovščina 4

1000 Ljubljana

tel: 01/ 433 21 32

info@skb.si

skb.si

1, 3, 4, 5, 6, 7, 8, 9, 10, 11

/ / /

7.

UNICREDIT BANKA SLOVENIJA d.d.

Ameriška ulica 2

1000 Ljubljana

tel: 01/ 587 66 00

info@unicreditgroup.si

unicreditbank.si

1, 2, 3, 4, 5, 6, 7, 9, 10, 11

/ / /

-

8.

TRIGLAV  SKLADI, d.o.o.

Slovenska cesta 54

1000 Ljubljana

tel: 01/ 300 73 00

info@triglavskladi.si

triglavskladi.si

/ /

1, 2, 3

/ -
9.

NLB SKLADI, d.o.o.

Tivolska cesta 48

1000 Ljubljana

tel: 01/ 476 52 70

info@nlbskladi.si

nlbskladi.si

/ /

1, 3

/ -
10.

GENERALI INVESTMENTS d.o.o.

Dunajska cesta 63

1000 Ljubljana 

tel: 01/ 582 67 80 

nasvet@generali-investments.si

generali-investments.si 

/ /

1, 3

/ -
11.

ADDIKO BANK d.d.

Dunajska cesta 117

1000 Ljubljana

tel: 01/ 580 40 00

info.si@addiko.com

addiko.si

/ / /

7

- /
12.

BANKA SPARKASSE d.d.

Cesta v Kleče 15

1000 Ljubljana

tel: 01/ 583 66 66

info@sparkasse.si

sparkasse.si

/ / /

7

- /
13.

GORENJSKA BANKA d.d.

Bleiweisova cesta 1

4000 Kranj

tel: 04/ 208 40 00

info@gbkr.si

gbkr.si

/ / /

7

- /
14.

SID SLOVENSKA IZVOZNA IN RAZVOJNA BANKA d.d. 

Ulica Josipine Turnograjske 6 

1000 Ljubljana

tel: 01/ 200 75 00

info@sid.si

sid.si

/ / /

7

- /
15.

DELAVSKA HRANILNICA d.d.

Miklošičeva cesta 5

1000 Ljubljana

tel: 01/ 300 02 00

kontaktni.center@delavska-hranilnica.si

delavska-hranilnica.si

/ / /

7

- /
16.

HRANILNICA LON d. d.

Žanova ulica 3

4000 Kranj

tel: 04/ 280 07 77
info@lon.si


www.lon.si

/ / /

7

- /
17.

PRIMORSKA HRANILNICA VIPAVA d.d.

Glavni trg 15

5271 Vipava

tel: 05/ 366 45 00

info@hranilnica-vipava.si

hranilnica-vipava.si

/ / /

7

- /
18.

DEŽELNA BANKA SLOVENIJE d.d.

Kolodvorska ulica 9

1000 Ljubljana

tel: 01/ 472 71 00

info@dbs.si

dbs.si

/ / /

7

- /
19.

N BANKA d.d.  

Dunajska cesta 128 a, 

1000 Ljubljana


tel: 01/ 530 74 00,
01/ 530 74 02

info@nbanka.si

nbanka.si


/ / /

7

/ /
20.

Sava Infond d.o.o.

Ulica Vita Kraigherja 5

2000 Maribor

tel: 080 22 42

info@triglavskladi.si

infond.si

/ /

1

/ / /
21.

EQUITO, borznoposredniška družba, d. o. o.

Ameriška ulica 8

1000 Ljubljana

tel: 031 611 567

info@equito.co

equito.co


/

1, 2, 7, 9, 11

/ / -

*Transposition table of ZTVP-1 and ZTFI

Last update: 17 May 2022

Key:

 Investment services and activities and ancillary services pursuant to Market in Financial Instruments Act (ZTFI-1)  

  1. Reception and transmission of orders in relation to one or more financial instruments.
  2. Execution of orders on behalf of clients.
  3. Dealing on own account.
  4. Portfolio management.
  5. Investment advice.
  6. Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis.
  7. Placing of financial instruments without a firm commitment basis.
  8. Operation of an MTF.
  9. Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management and excluding maintaining securities accounts at the top tier level.
  10. Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction.
  11. Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings.
  12. Foreign exchange services where these are connected to the provision of investment services.
  13. Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments.
  14. Services related to underwriting.
  15. Investment services and activities as well as ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under points (5), (6), (7) and (10) of Section C where these are connected to the provision of investment or ancillary services.
  16. Operation of an OTF.

 

 Services with regard to securities pursuant to Securities Market Act (ZTVP-1)  

  1. Brokerage
  2. Securities management
  3. Execution of initial sales without firm commitment
  4. Underwriting of initial sales
  5. Services in connection with initiation of public trading in securities
  6. Investment advice
  7. Administration of accounts of book-entry securities
  8. Safekeeping of securities
  9. Services in connection with mergers and acquisitions
  10. Transmission of orders
  11. Dealing on own account

 

Portfolio management and ancillary services pursuant to Investment Funds and Management Companies Act (ZISDU-3) 

1. Portfolio management
2. Investment advice
   3.  Safekeeping and administration in relation to units of collective investment undertakings

 

Financial services according to the Banking act (ZBan-2)

7. trading for own account or for the account of clients:

  • in money-market instruments,
  • in foreign legal tender, including currency exchange transactions,
  • in standardised futures and options,
  • in currency and interest-rate instruments,
  • in transferable securities;
  • Poljanski nasip 6, 1000 Ljubljana, SI-Slovenija
  • Telephone: +386 (0)1 280 04 00
    Fax: +386 (0)1 280 04 30
  1. E-mail: info@atvp.si
  2. Media contacts: pr@atvp.si