About The Agency

• Statement by the Director
• Presentation of the Agency
• Tasks and competences
• Management of the Agency
• Organisational structure
• Strategic goals
• The Council
• International cooperation
• Annual Report
• Company identity card

Notifications

Legal Framework

• RS Legislation
• Market in Financial Instruments Act (ZTFI)
• The Investment Funds and Management Companies Act (ZISDU-2)
• Takeover Act (ZPre-1)
• Book Entry Securities Act (ZNVP UPB1)
• Pension and Invalidity Insurance Act (ZPIZ-1)
• Banking Act (ZBan-1)
• Ljubljana Stock Exchange Rules and Instructions
• EU Legislation

Lists And Registres

• List of issued licences
• Stock Exchange
• Central Securities Clearing Corporation
• Investment firms, banks and management companies authorised to provide investment services and activities
• Management companies and investment funds
• Mutual pension funds and their manager
• Other lists
• Public offering / organised trading with securities
• Takeover bids under the Mergers and Acquisitions Act
• List of public companies
• Notifications from EU member-states
• Investment firms and branches
• UCITS
• Instructions for notification of UCITS funds
• Dictionary of terms
• Public offers and admission to trading on the regulated market
• Register of tied agents
• Lists of tied agents

Data Mirror

• Mutual pension funds
• Mutual funds
• Investment companies
• UCITS funds from EU member states
• Reports on the situation on the market in financial instruments
• Monthly overview of developments on the market of financial instruments

Press

• Interviews and articles
• Publications
• Fotogallery

Short Selling

• Legislation
• The Exemptions
• Notifications and Disclosures
• Forms

Links

Warnings

• Warnings by Agency
• Warnings by other regulators

Contact

Investor protection

• Before investment
• Problems prevention
• Indicators for suspect providers
• Duties of investment services providers and investment fund dealers
• Disputes
• Clients of brokerage companies and banks
• Investment fund investors
• Information folder for investors - investment
• Information folder for investors – takeovers
• Information folder for investors – Forex
• Organisation of minor shareholders

Predogled